Peter C. Scholze
Professional summary
Peter Christopher Scholze is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Los Angeles, California and SANFORD C. BERNSTEIN & CO., LLC located in Los Angeles, California.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Peter has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Christopher Scholze's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2003 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 1999 Avenue Of The Stars Suite 2150, Los Angeles, CA 90067December 7, 2000 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 1999 Avenue Of The Stars, Suite 2150, Los Angeles, CA 90067January 20, 1999 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2008)
(12/7/2000)
(1/29/2003)
(7/2/2004)
(12/7/2000)
(4/15/2003)
(9/16/2022)
(3/24/2010)
(12/7/2022)
(1/4/2023)
(5/11/2021)
(8/8/2007)
(12/7/2000)
(11/23/2010)
(9/10/2014)
(12/7/2000)
(1/4/2024)
(12/7/2000)
(5/7/2021)
(6/23/2009)
(3/19/2003)
(3/24/2010)
(2/10/2022)
(11/7/2013)
(11/20/2013)
(11/10/2025)
(9/15/2021)
(2/27/2018)
(11/5/2004)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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