JA
Jason M. Altman
CETERA INVESTMENT ADVISERS LLC
BOYNTON BEACH, FL 33426
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CRD#: 3152114
JA
Professional summary
Jason Marc Altman is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Boynton Beach, Florida and CETERA ADVISORS LLC located in Boynton Beach, Florida.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jason has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/24/2016; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS ANNUITIES. (2) NAME OF OTHER BUSINESS: JASON MARC ALTMAN CPA PA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA/ ACCOUNTING/ BOOKKEEPING; START DATE: 01/01/1998; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION, ACCOUNTING, BOOKKEEPING, AND TAX/BUSINESS PLANNING. (3) NAME OF OTHER BUSINESS: ALTMAN HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 11/16/2007; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: MANAGES OFFICE CONDO. (4) NAME OF OTHER BUSINESS: ALTMAN, TUAN & FRIEDBERG PLLC FKA ALTMAN, FREIDBERG & WOLFMAN ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX AND ACCOUNTING ; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: CPA / OWNER; APX NUMBER OF HOURS PER WEEK: 60 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CPA PRACTICE. POA FOR CLIENTS AS IT PERTAINS TO IRS ;
CRS (Client Relationship Summary) - RIA
Click below to view Jason Marc Altman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2500 Quantum Lakes Suite 203, Boynton Beach, FL 33426RIA
CRD#: 105644
BOYNTON BEACH, FL
Current
September 10, 2016 - Present
CETERA ADVISORS LLC
Office #1: 1880 N. Congress Ave Suite 307, Boynton Beach, FL 33426BD
CRD#: 10299
Boynton Beach, FL
Past
September 12, 2016 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
January 12, 2005 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
BOYNTON BEACH, FL
Past
June 23, 2003 - December 31, 2004
EASTERN POINT ADVISORS INC.
RIA
CRD#: 107123
BOYNTON BEACH, FL
Past
June 19, 2003 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
BOYNTON BEACH, FL
Past
March 8, 2000 - July 14, 2003
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
BOYNTON BEACH, FL
Past
December 12, 1998 - June 19, 2003
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(12/20/2023)
RR
Florida(9/10/2016)
IAR
Florida(3/28/2024)
RR
Georgia(10/3/2016)
RR
Illinois(10/3/2023)
RR
Massachusetts(10/3/2016)
RR
New York(10/3/2016)
RR
Virginia(10/3/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Boynton Beach, FL 33426TRUST BUT VERIFY
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