Seth Chadwick
Professional summary
Seth Chadwick, who also goes by Seth Collin Chadwick, is a registered financial advisor currently at COMPASS CAPITAL CORPORATION located in Land O Lakes, Florida and COMPASS SECURITIES CORPORATION located in Braintree, Massachusetts.
Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Seth has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Seth Chadwick's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2019 - Present
COMPASS CAPITAL CORPORATION
April 2, 2019 - Present
COMPASS SECURITIES CORPORATION
Office #1: 50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734August 24, 2016 - February 21, 2019
TRUIST ADVISORY SERVICES, INC.
August 27, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 15, 2012 - February 21, 2019
TRUIST INVESTMENT SERVICES, INC.
February 25, 2010 - August 10, 2012
BB&T INVESTMENT SERVICES, INC.
February 23, 2010 - August 10, 2012
BB&T INVESTMENT SERVICES, INC.
May 28, 2009 - February 18, 2010
CHASE INVESTMENT SERVICES CORP.
May 15, 2009 - February 18, 2010
CHASE INVESTMENT SERVICES CORP.
February 20, 2007 - July 2, 2008
INVEST FINANCIAL CORPORATION
February 16, 2007 - July 2, 2008
INVEST FINANCIAL CORPORATION
October 29, 2004 - December 4, 2006
NBC SECURITIES, INC.
November 26, 2002 - November 8, 2004
INVEST FINANCIAL CORPORATION
December 5, 2001 - November 29, 2002
BNY MELLON SECURITIES LLC
April 20, 2001 - December 5, 2001
CONSECO SECURITIES, INC.
March 13, 2001 - March 14, 2001
CONSECO SECURITIES, INC.
July 9, 1999 - April 25, 2001
INVEST FINANCIAL CORPORATION
December 7, 1998 - June 28, 1999
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
COMPASS CAPITAL CORPORATION
CRD#: 112323 / SEC#: 801-21957
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2019)
(2/22/2019)
(4/2/2019)
(6/5/2019)
(7/15/2020)
(4/1/2019)
Exams
FINRA
Current Firm
COMPASS CAPITAL CORPORATION
CRD#: 112323 / SEC#: 801-21957
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,371 |
| AUM (Assets Under Management) | $ 663,564,349 |
Red Flags
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