Arne W. Morris

TOWNSEND ASSET MANAGEMENT

Raleigh, NC 27612

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CRD#: 3151988

Professional summary

Arne W Morris SR is a registered financial advisor currently at TOWNSEND ASSET MANAGEMENT CORP. located in Raleigh, North Carolina.

Arne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Arne has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SINCE 1994 I AM OWNER, PARTNER & MANAGING MEMBER OF 3 RENTAL REAL ESTATE HOLDINGS & INVESTMENT FIRMS LOCATED AT 3208B CRANDON LN, RALEIGH, NC. THESE FIRMS ARE MAW PROPERTIES LLC (99% OWNER), TAAB VENTURES LLC (50% OWNER) & COREY-ASHLEY LLC (66% OWNER). 10% OF MY TIME IS DEVOTED TO THESE INVESTMENT RELATED BUSINESSES. NO TIME IS DEVOTED TO BUSINESSES DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arne W Morris SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2017 - Present

TOWNSEND ASSET MANAGEMENT CORP.

Office #1: 3110 Edwards Mill Road Ste 150, Raleigh, NC 27612

RIA

CRD#: 108216

Raleigh, NC

Past

April 9, 2001 - August 19, 2016

CHOREO, LLC

RIA

CRD#: 111221

RALEIGH, NC

Past

January 16, 2001 - July 17, 2012

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

RALEIGH, NC

Past

June 19, 2000 - January 24, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 19, 2000 - January 24, 2001

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

January 29, 1999 - May 31, 2000

FULCRUM FINANCIAL ADVISORS, INC.

CRD#: 44972

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOWNSEND ASSET MANAGEMENT CORP.

CRD#: 108216 / SEC#: 801-18013

RIA

Registered Investment Advisory firm - (12/6/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/9/1998

General Securities Representative Examination

Current Firm

TOWNSEND ASSET MANAGEMENT CORP.

CRD#: 108216 / SEC#: 801-18013

RIA

Registered Investment Advisory firm - (12/6/1982 Approved)

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Contact information

Main Address

3110 Edwards Mill Road Ste 150, Raleigh, NC 27612

Mailing Address

Phone number

(919) 782-9689

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAM ADV PART 2A 3.11.2025 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,179
AUM (Assets Under Management)	$ 445,575,200

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/29/2024	Cover Page	Report
08/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arne W. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arne W Morris SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHOREO, LLC

BIRCHTREE FINANCIAL SERVICES LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

FULCRUM FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

TOWNSEND ASSET MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/1998

Series 63

Date: 11/23/1998

Series 7

Date: 12/9/1998

Current Firm

TOWNSEND ASSET MANAGEMENT CORP.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TOWNSEND ASSET MANAGEMENT CORP.

TRUST BUT VERIFY

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