Kelly M. Custer

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CRD#: 3151691

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kelly Michelle Custer, who also goes by Kelly Michelle Hartung, Hartung Michelle Kelly, was a registered financial professional .

Kelly is a previously registered financial professional and started their career in finance in 2001. Kelly had worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Aliases

Kelly Michelle Hartung | Hartung Michelle Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 12, 2017 - October 4, 2018

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

RIA

CRD#: 116891

Richland, WA

Past

September 14, 2016 - November 9, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Kennewick, WA

Past

July 28, 2016 - November 9, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Kennewick, WA

Past

January 30, 2013 - May 9, 2016

PETERSEN HASTINGS WEALTH ADVISORS, INC.

RIA

CRD#: 110952

KENNEWICK, WA

Past

June 25, 2007 - January 3, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

SPOKANE, WA

Past

June 13, 2007 - January 3, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SPOKANE, WA

Past

January 19, 2006 - May 1, 2007

RUSSELL INVESTMENTS

RIA

CRD#: 105734

TACOMA, WA

Past

November 16, 2005 - May 1, 2007

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

TACOMA, WA

Past

April 16, 2003 - May 13, 2004

SELKIRK INVESTMENTS, INC.

CRD#: 13854

SPOKANE, WA

Past

June 20, 2001 - March 28, 2003

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

CRD#: 116891 / SEC#: 801-77834

RIA

Registered Investment Advisory firm - (4/8/2013 Approved)

Washington

Registered Investment Advisory firm - (4/18/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/6/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/22/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/9/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/19/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

CRD#: 116891 / SEC#: 801-77834

RIA

Registered Investment Advisory firm - (4/8/2013 Approved)

Washington

Registered Investment Advisory firm - (4/18/2013 Terminated)

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Contact information

Main Address

3908 Creekside Loop Suite 100, Yakima, WA 98902

Mailing Address

Phone number

(509) 972-3686

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts	3,055
AUM (Assets Under Management)	$ 823,758,596

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kelly M. Custer

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

PETERSEN HASTINGS WEALTH ADVISORS, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

SELKIRK INVESTMENTS, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/6/2016

Series 66

Date: 12/22/2005

SIE

Date: 11/9/2016

Series 7

Date: 7/28/2016

Series 6

Date: 6/19/2001

Current Firm

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.

TRUST BUT VERIFY

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