Charles E. Tauber
Professional summary
Charles E Tauber, who also goes by Charles E Tauber, Charles Emanuel Tauber, is a registered financial professional currently at PJT PARTNERS LP located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1998. Charles has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles E Tauber's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2021 - Present
PJT PARTNERS LP
Office #1: 280 Park Avenue, New York, NY 10017December 18, 1998 - October 25, 2007
CITIGROUP GLOBAL MARKETS INC.
December 7, 1998 - December 18, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2024)
(1/23/2023)
Exams
Series 79TO
Date: 11/19/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PJT PARTNERS LP
CRD#: 171058 / SEC#: , 8-69442
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PJT PARTNERS HOLDING LP | LIMITED PARTNER | |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| KALRA, ARUN JAMES | FINOP | 6570441 |
| LEE, JIYEUN | MANAGING PARTNER/DIRECTOR | 1859635 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| PJT MANAGEMENT LLC | GENERAL PARTNER | |
| TAUBMAN, PAUL JEFFREY | CEO/DIRECTOR | 1567776 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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