Su C. Lin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Su Chen Lin, who also goes by Su Lin, Susan Lin, was a registered financial professional .
Su is a previously registered financial professional and started their career in finance in 1998. Su had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2015 - August 31, 2015
GLOBALINK SECURITIES, INC.
January 23, 2007 - November 30, 2012
GLOBALINK SECURITIES, INC.
June 14, 2004 - September 14, 2005
FSC SECURITIES CORPORATION
April 12, 2002 - May 9, 2003
WORLD GROUP SECURITIES, INC.
March 20, 2000 - April 12, 2002
WMA SECURITIES, INC.
June 8, 1999 - February 23, 2000
CETERA FINANCIAL SPECIALISTS LLC
February 23, 1999 - August 3, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 23, 1999 - October 4, 1999
EQUITABLE ADVISORS, LLC
December 24, 1998 - March 8, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
