KL
Kenneth J. Lydecker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Schaumburg, IL 60173
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CRD#: 314901
KL
Professional summary
Kenneth Jacob Lydecker, who also goes by Ken Lydecker, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Schaumburg, Illinois and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Schaumburg, Illinois.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Kenneth has worked at 4 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Lydecker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PREFERRED PLANNING CONCEPTS LLC, 1700 EAST GOLF ROAD SUITE 250 SCHAUMBERG IL 60173, 05/2002, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 60 HR/MO 8 HR/MO TRADING 2) LYDECKER FINANCIAL SERVICES, LTD. 13010 ROCK SPRINGS LANE, HUNTLEY, IL 11/1/2011 AS OWNER/CEO. THE SUB-S CORPORATION FOR TAX LIABILITY. INVESTMENT RELATED. DEVOTES 0 HRS/WK. NOT INVESTMENT RELATED. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 15/TRADING. 04/16/09. 4) CAROL'S WAY FOUNDATION, 5087 WASHINGTON STREET, WESTMONT, IL, BOARD MEMBER OF A NON-PUBLIC ENTITY, 11/01/19, NIR, 20/R- 0/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Jacob Lydecker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1700 E Golf Road Suite #250, Schaumburg, IL 60173RIA
CRD#: 134139
Schaumburg, IL
Current
April 16, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1700 E Golf Road Suite #250, Schaumburg, IL 60173BD
CRD#: 39543
Schaumburg, IL
Past
February 24, 2000 - April 21, 2009
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
DES PLAINES, IL
Past
November 23, 1999 - April 21, 2009
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
DES PLAINES, IL
Past
July 19, 1972 - November 22, 1999
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/16/2009)
RR
California(4/16/2009)
RR
Colorado(1/18/2013)
RR
Connecticut(9/13/2022)
RR
Delaware(12/9/2024)
RR
Florida(4/16/2009)
RR
Illinois(4/16/2009)
IAR
Illinois(4/16/2009)
RR
Indiana(4/16/2009)
RR
Iowa(8/30/2011)
RR
Kentucky(9/10/2024)
RR
Louisiana(4/16/2009)
RR
Maryland(4/28/2021)
RR
Massachusetts(4/16/2009)
RR
Michigan(4/16/2009)
RR
Minnesota(8/4/2022)
RR
Missouri(4/16/2009)
RR
Montana(4/16/2018)
RR
Nebraska(4/1/2019)
RR
New Jersey(4/16/2009)
RR
New York(4/16/2009)
RR
North Carolina(12/2/2024)
RR
Ohio(4/20/2009)
RR
Pennsylvania(9/3/2013)
RR
South Carolina(1/11/2017)
RR
Tennessee(1/10/2014)
RR
Texas(7/10/2019)
IAR
Texas(7/10/2019)
RR
Virginia(2/19/2019)
RR
Washington(8/30/2023)
RR
Wisconsin(4/16/2009)
RR
Wyoming(7/16/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/14/1972
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Schaumburg, IL 60173TRUST BUT VERIFY
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