GP
Gregory A. Parsons
CAVU SECURITIES LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 3148868
GP
Professional summary
Gregory Allen Parsons is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1999. Gregory has worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE, Series 62, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gregory Allen Parsons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2013 - Present
CAVU SECURITIES LLC
Office #1: 777 Third Avenue Suite 2102, New York, NY 10017Office #2: 777 Third Avenue Suite 2102, New York, NY 10017BD
CRD#: 6906
New York, NY
Past
March 13, 2007 - November 10, 2008
CP CAPITAL ADVISORS, L.L.C.
RIA
CRD#: 143146
NEW YORK, NY
Past
April 22, 1999 - January 31, 2000
UTENDAHL CAPITAL PARTNERS, L.P.
BD
CRD#: 30115
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/1/2021)
RR
Arizona(9/1/2021)
RR
Arkansas(1/18/2022)
RR
California(9/1/2021)
RR
Colorado(8/29/2019)
RR
Connecticut(8/29/2019)
RR
Delaware(9/1/2021)
RR
District of Columbia(8/29/2019)
RR
Florida(8/29/2019)
RR
Georgia(9/1/2021)
RR
Hawaii(9/1/2021)
RR
Idaho(8/29/2019)
RR
Illinois(9/1/2021)
RR
Indiana(9/1/2021)
RR
Iowa(9/1/2021)
RR
Kentucky(9/1/2021)
RR
Louisiana(8/29/2019)
RR
Maine(8/31/2021)
RR
Maryland(8/29/2019)
RR
Massachusetts(8/31/2021)
RR
Michigan(9/1/2021)
RR
Minnesota(11/22/2021)
RR
Mississippi(9/1/2021)
RR
Missouri(9/1/2021)
RR
Nebraska(9/1/2021)
RR
Nevada(9/1/2021)
RR
New Hampshire(9/1/2021)
RR
New Jersey(9/1/2021)
RR
New York(8/31/2021)
RR
North Carolina(9/1/2021)
RR
Ohio(8/29/2019)
RR
Oklahoma(9/1/2021)
RR
Oregon(9/1/2021)
RR
Pennsylvania(9/1/2021)
RR
Rhode Island(9/1/2021)
RR
South Carolina(9/1/2021)
RR
South Dakota(9/1/2021)
RR
Texas(9/1/2021)
RR
Utah(9/1/2021)
RR
Vermont(9/1/2021)
RR
Virginia(9/1/2021)
RR
Washington(9/1/2021)
RR
West Virginia(9/1/2021)
RR
Wisconsin(9/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 8/23/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 2/19/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 8/28/2013
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAVU SECURITIES LLC
CAVU SECURITIES LLC | POINT CAPITAL MARKETS, LLC | POINT CAPITAL MARKETS, INC. | JOHN M. CUNNINGHAM INC. | JOHN M, CUNNINGHAM, INC
CRD#: 6906 / SEC#: , 8-18428
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
777 Third Avenue Suite 2102, New York, NY 10017
Mailing Address
777 Third Avenue Suite 2102, New York, NY 10017
Phone number
(212) 916-3840
Established
Delaware since 08/02/2010
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
