Bruno C. Fernandes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruno Cerqueira Fernandes was a registered financial professional .
Bruno is a previously registered financial professional and started their career in finance in 1998. Bruno had worked at 5 firms and has passed the Series 63, Series 3, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2007 - May 18, 2007
FULCRUM SECURITIES, LLC
March 9, 2004 - November 8, 2012
TWS FINANCIAL, LLC.
August 11, 2000 - March 28, 2006
BROOKVILLE CAPITAL PARTNERS
March 2, 2000 - October 10, 2000
INVESTIN SECURITIES CORP.
December 14, 1998 - November 29, 1999
LOGAN ROCK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 10/3/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
FULCRUM SECURITIES, LLC
CRD#: 140084 / SEC#: , 8-67274
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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