Jennifer E. Thompson-sevigny

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CRD#: 3148322

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Elaine Thompson-sevigny, who also goes by Jennifer Elaine Sevigny, Jennifer Elaine Thompsonsevigny, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 1999. Jennifer had worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jennifer Elaine Sevigny | Jennifer Elaine Thompsonsevigny

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 21, 2009 - September 28, 2012

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

SEATTLE, WA

Past

December 21, 2009 - September 28, 2012

CAPITAL ONE INVESTING, LLC

CRD#: 45744

SEATTLE, WA

Past

May 2, 2009 - December 22, 2009

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NEW YORK, NY

Past

May 2, 2009 - December 22, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

May 28, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA

CRD#: 599

SEATTLE, WA

Past

May 19, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

July 12, 2007 - July 25, 2008

WAMU CAPITAL CORP.

CRD#: 119069

SEATTLE, WA

Past

January 22, 2007 - February 7, 2007

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

SEATTLE, WA

Past

January 22, 2007 - July 9, 2007

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

September 22, 2005 - November 9, 2007

EDGE ASSET MANAGEMENT, INC.

RIA

CRD#: 104565

SEATTLE, WA

Past

February 12, 2004 - July 9, 2007

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

SEATTLE, WA

Past

January 16, 2003 - January 29, 2004

SIGNATOR FINANCIAL SERVICES, INC.

RIA

CRD#: 19061

REDMOND, WA

Past

October 19, 2000 - January 29, 2004

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

January 20, 1999 - October 5, 2000

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/10/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/19/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/2/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/3/2000

General Securities Principal Examination

Current Firm

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE ADVISORS, LLC | SPARK 401K | SHAREBUILDER ADVISORS, LLC | SHAREBUILDER 401K

CRD#: 136865 / SEC#: 801-64662

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Contact information

Main Address

1750 Tysons Blvd 6th Floor, Mclean, VA 22102

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

CAPITAL ONE INVESTING 401K SERVICES BROCHURE 4.01.19 (3/29/2019)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer E. Thompson-sevigny

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPITAL ONE INVESTING, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

WAMU CAPITAL CORP.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

EDGE ASSET MANAGEMENT, INC.

PRINCIPAL FUNDS DISTRIBUTOR, INC.

SIGNATOR FINANCIAL SERVICES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/10/2003

Series 63

Date: 5/4/1999

Series 7

Date: 1/19/1999

Series 53

Date: 11/2/2002

Series 24

Date: 7/3/2000

Current Firm

CAPITAL ONE ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

CAPITAL ONE ADVISORS, LLC

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