Scott Andrew Kaplan
CFP®Professional Summary
Scott Andrew Kaplan, CFP® is a registered financial advisor currently at KAPLAN WEALTH MANAGEMENT, INC. located in Reston, Virginia and LPL FINANCIAL LLC located in Haymarket, Virginia. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Tax Planning
- Employee and Employer Plan Benefits
- Insurance Planning
- Investment Planning
- Retirement Planning
- Estate Planning
- Comprehensive Financial Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
1 TACTICAL ADVISOR, LLC | KAPLAN WEALTH MANAGEMENT, INC.
Contact Information
Main Address
11710 Plaza America Dr Suite 2000, Reston, VA 20190Phone Number
(703) 352-1780# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
287AUM (Assets Under Management)
$88,964,079Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
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State Registrations and Notice Filings
(11/1/2022)
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(11/1/2022)
(11/1/2022)
(5/30/2013)
(4/29/2021)
(12/9/2025)
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(5/30/2013)
(5/31/2013)
(11/1/2022)
(5/30/2013)
(11/1/2022)
(5/30/2013)
(9/4/2024)
(11/1/2022)
(5/30/2013)
(5/31/2013)
(11/3/2022)
(5/20/2019)
(11/1/2022)
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(4/5/2023)
(11/1/2022)
(11/1/2022)
(11/1/2022)
(5/30/2013)
(5/31/2013)
(5/20/2019)
(11/1/2022)
(11/1/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1998About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Andrew Kaplan's CRS (Customer Relationship Summary).
Services Offered by Scott
- Tax Planning
- Employee and Employer Plan Benefits
- Insurance Planning
- Investment Planning
- Retirement Planning
- Estate Planning
- Comprehensive Financial Planning
Similar Advisors
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