CH
Christopher G. Hamilton
EMPIRE FINANCIAL MANAGEMENT COMPANY
New York, NY 10006
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CRD#: 3148266
CH
Professional summary
Christopher George Hamilton, CFP® is a registered financial advisor currently at EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC located in New York, New York and EMPIRE ASSET MANAGEMENT COMPANY located in New York, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 87, Series 7, Series 55, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher George Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 24, 2021 - Present
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
Office #1: 29 Broadway 12th Floor, New York, NY 10006RIA
CRD#: 146097
New York, NY
Current
February 26, 2019 - Present
EMPIRE ASSET MANAGEMENT COMPANY
Office #1: 29 Broadway 12 Floor, New York, NY 10006BD
CRD#: 143007
New York, NY
Past
February 28, 2019 - February 28, 2019
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
RIA
CRD#: 146097
NEW YORK, NY
Past
March 6, 2018 - February 25, 2019
R. F. LAFFERTY & CO., INC.
RIA
CRD#: 2498
NEW YORK, NY
Past
January 26, 2012 - February 25, 2019
R. F. LAFFERTY & CO., INC.
BD
CRD#: 2498
NEW YORK, NY
Past
July 14, 1999 - April 14, 2014
KERN, SUSLOW SECURITIES, INC.
BD
CRD#: 24755
NEW YORK, NY
Past
December 3, 1998 - January 4, 1999
SCHONFELD SECURITIES, LLC
BD
CRD#: 23304
JERICHO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
CRD#: 146097 / SEC#: 801-106958
RIA
Registered Investment Advisory firm - (11/19/2015 Approved)New Jersey
Registered Investment Advisory firm - (12/16/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2023)
RR
Alaska(1/5/2023)
RR
Arizona(1/5/2023)
RR
Arkansas(1/5/2023)
RR
California(2/26/2019)
RR
Colorado(1/5/2023)
RR
Connecticut(1/4/2021)
RR
Delaware(1/5/2023)
RR
District of Columbia(1/4/2021)
RR
Florida(2/26/2019)
RR
Georgia(2/26/2019)
RR
Hawaii(1/5/2023)
RR
Idaho(1/5/2023)
RR
Illinois(12/14/2021)
RR
Indiana(8/11/2022)
RR
Iowa(1/5/2023)
RR
Kansas(8/11/2022)
RR
Kentucky(4/22/2019)
RR
Louisiana(1/5/2023)
RR
Maine(1/5/2023)
RR
Maryland(1/5/2023)
RR
Massachusetts(10/31/2019)
RR
Michigan(1/5/2023)
RR
Minnesota(1/5/2023)
RR
Mississippi(1/5/2023)
RR
Missouri(1/5/2023)
RR
Montana(8/11/2022)
RR
Nebraska(1/5/2023)
RR
Nevada(8/11/2022)
RR
New Hampshire(1/4/2021)
RR
New Jersey(2/26/2019)
RR
New Mexico(1/5/2023)
RR
New York(2/26/2019)
IAR
New York(2/24/2021)
RR
North Carolina(8/11/2022)
RR
North Dakota(1/5/2023)
RR
Ohio(1/4/2021)
RR
Oklahoma(1/5/2023)
RR
Oregon(1/5/2023)
RR
Pennsylvania(3/24/2022)
RR
Puerto Rico(1/5/2023)
RR
Rhode Island(1/8/2020)
RR
South Carolina(1/5/2023)
RR
South Dakota(1/5/2023)
RR
Tennessee(1/5/2023)
RR
Texas(1/27/2022)
RR
Utah(1/5/2023)
RR
Vermont(2/26/2019)
RR
Virgin Islands(1/5/2023)
RR
Virginia(10/6/2020)
RR
Washington(1/5/2023)
RR
West Virginia(1/5/2023)
RR
Wisconsin(8/11/2022)
RR
Wyoming(1/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/13/1998
Limited Representative-Equity Trader ExamPrincipal/Supervisory Exam
RR
Series 28
Date: 11/17/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EF
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
CRD#: 146097 / SEC#: 801-106958
RIA
Registered Investment Advisory firm - (11/19/2015 Approved)New Jersey
Registered Investment Advisory firm - (12/16/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29 Broadway 12th Floor, New York, NY 10006
Mailing Address
Phone number
(212) 417-8247
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,040 |
| AUM (Assets Under Management) | $ 688,400,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
