JM
James M. Morris
SIGNAL ADVISORS WEALTH
DETROIT, MI 48226
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CRD#: 3148242
JM
Professional summary
James Michael Morris is a registered financial advisor currently at SIGNAL ADVISORS WEALTH, LLC located in Detroit, Michigan and THE LEADERS GROUP, INC. located in Summit, New Jersey.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. James has worked at 7 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) THE LEADERS GROUP, INVESTMENT RELATED; SUMMIT, NJ, BROKER/DEALER; REGISTERED REPRESENTATIVE; STARTED 2019; DEVOTES APPROXIMATELY 2 HOURS PER MONTH; DUTIES - CONTINUING INDUSTRY EDUCATION, MAINTAIN SECURITIES AND SUPERVISORY REGULATIONS FOR BOTH INDUSTRY KNOWLEDGE AND POTENTIAL ACTIVITIES THROUGH SIGNAL ADVISORS AS AN INSURANCE MARKETING ORGANIZATION THAT MAY REQUIRE BROKER DEALER AFFILIATION. 2.) SIGNAL ADVISORS - 6/3/2025 - 1555 Broadway Street, Detroit, MI 48226 - IAR, Chief Compliance Officer, Responsible for RIA compliance for Signal Advisors Wealth including IARs and compliance oversight of IMO Signal Advisors, Invt Rel, 160 hrs/mo; 130 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view James Michael Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2025 - Present
SIGNAL ADVISORS WEALTH, LLC
Office #1: 1555 Broadway St, Detroit, MI 48226RIA
CRD#: 301086
DETROIT, MI
Current
June 13, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
Summit, NJ
Past
June 27, 2022 - June 17, 2025
TLG ADVISORS, INC.
RIA
CRD#: 111052
Minneapolis, MN
Past
June 13, 2019 - May 26, 2022
TLG ADVISORS, INC.
RIA
CRD#: 111052
Minneapolis, MN
Past
May 31, 2012 - May 2, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
ANN ARBOR, MI
Past
May 23, 2012 - May 2, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
ANN ARBOR, MI
Past
September 8, 2006 - April 2, 2012
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
SANTA MONICA, CA
Past
September 7, 2006 - April 2, 2012
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
SANTA MONICA, CA
Past
September 29, 2005 - July 18, 2006
CANTELLA & CO., INC.
BD
CRD#: 13905
MALDEN, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIGNAL ADVISORS WEALTH, LLC
CARDINAL WEALTH MANAGEMENT LLC | TWO WATERS WEALTH MANAGEMENT | SIGNAL WEALTH | SIGNAL ADVISORS WEALTH, LLC | SECURE MONEY STRATEGIES, LLC | RETIREMENT PROTECTORS, INC. | RELIABLE WEALTH FINANCIAL GROUP | NEW SMYRNA BEACH RETIREMENT SOLUTIONS | LIONHEAD ASSET MANAGEMENT | JOURNEY WEALTH STRATEGIES | HERITAGE FINANCIAL RESOURCES WEALTH MANAGEMENT, LLC | FJ SHAW PRIVATE WEALTH | FAMILY RETIREMENT SERVICES | CASHMORE INVESTMENTS
CRD#: 301086 / SEC#: 801-127017
RIA
Registered Investment Advisory firm - (12/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(6/13/2019)
IAR
Michigan(6/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SIGNAL ADVISORS WEALTH, LLC
CARDINAL WEALTH MANAGEMENT LLC | TWO WATERS WEALTH MANAGEMENT | SIGNAL WEALTH | SIGNAL ADVISORS WEALTH, LLC | SECURE MONEY STRATEGIES, LLC | RETIREMENT PROTECTORS, INC. | RELIABLE WEALTH FINANCIAL GROUP | NEW SMYRNA BEACH RETIREMENT SOLUTIONS | LIONHEAD ASSET MANAGEMENT | JOURNEY WEALTH STRATEGIES | HERITAGE FINANCIAL RESOURCES WEALTH MANAGEMENT, LLC | FJ SHAW PRIVATE WEALTH | FAMILY RETIREMENT SERVICES | CASHMORE INVESTMENTS
CRD#: 301086 / SEC#: 801-127017
RIA
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Contact information
Main Address
1555 Broadway St, Detroit, MI 48226
Mailing Address
Phone number
+1 (866) 774-4625
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,250 |
| AUM (Assets Under Management) | $ 1,352,814,108 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SIGNAL ADVISORS WEALTH, LLC
CRD#: 301086Detroit, MI 48226TRUST BUT VERIFY
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