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GL

Glenda R. Lossett

CETERA INVESTMENT ADVISERS LLC
DENHAM SPRINGS, LA 70726
Some features on this profile are disabled
CRD#: 3148188
GL

Professional summary

Glenda Richardson Lossett, who also goes by Glenda Lee Lossett, Glenda Lee Richardson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Denham Springs, Louisiana and CETERA INVESTMENT SERVICES LLC located in Denham Springs, Louisiana.

Glenda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Glenda has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Glenda Lee Lossett | Glenda Lee Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 100% OWNER OF MCJ VENTRESS, LLC; RENTAL HOME 2. POWER OF ATTORNEY FOR MOTHER (PEGGY C RICHARDSON);

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenda Richardson Lossett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2022 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 525 Florida Ave Sw, Denham Springs, LA 70726
RIA
CRD#: 105644
DENHAM SPRINGS, LA
Current

August 10, 2022 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 525 Florida Avenue Sw, Denham Springs, LA 70726Office #2: 17742 Highland Road, Baton Rouge, LA 70810
BD
CRD#: 15340
Denham Springs, LA
Past

January 3, 2020 - August 10, 2022

HANCOCK WHITNEY INVESTMENT SERVICES INC.

RIA
CRD#: 40637
NEW ORLEANS, LA
Past

May 22, 2015 - August 10, 2022

HANCOCK WHITNEY INVESTMENT SERVICES INC.

BD
CRD#: 40637
NEW ORLEANS, LA
Past

July 9, 2014 - June 3, 2015

OSAIC SERVICES, INC.

BD
CRD#: 133763
BATON ROUGE, LA
Past

February 3, 2014 - July 2, 2014

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
BATON ROUGE, LA
Past

October 25, 2012 - October 29, 2013

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
BATON ROUGE, LA
Past

March 12, 2012 - October 16, 2012

HANCOCK WHITNEY INVESTMENT SERVICES INC.

BD
CRD#: 40637
BATON ROUGE, LA
Past

October 3, 2006 - February 16, 2012

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
PRAIRIEVILLE, LA
Past

February 13, 2006 - July 12, 2006

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
ELGIN, IL
Past

July 6, 2005 - February 14, 2006

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
BATON ROUGE, LA
Past

January 26, 1999 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/10/2022)
RR
Florida
(8/10/2022)
RR
Louisiana
(8/10/2022)
IAR
Louisiana
(8/10/2022)
RR
Mississippi
(8/10/2022)
RR
Texas
(8/10/2022)
IAR
Texas
(8/10/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/29/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/15/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/25/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/3/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Denham Springs, LA 70726

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