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Calvin Todd Halterman

CENTAURUS FINANCIAL
SPOKANE, WA
·CRD# 3147472·27 years experience

Professional Summary

Calvin Todd Halterman, who also goes by Todd Calvin, C Todd Halterman, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Spokane, Washington. Calvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Calvin has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Todd Calvin, C Todd Halterman

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
1. 216 W. Pacific Suite # 108, Spokane, WA 992012. 1020 N. Center Parkway Suite D, Kennewick, WA 993363. 162 E. Hayden Ave., Hayden, ID 83835
November 8, 2012 - Present
CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
1. 216 W. Pacific Suite # 108, Spokane, WA 992012. 1020 N. Center Parkway Suite D, Kennewick, WA 993363. 162 E. Hayden Ave., Hayden, ID 83835
November 1, 2012 - Present
PACIFIC CREST PLANNING, INC.·CRD# 165242
RIA
Kennewick, WA
May 5, 2014 - December 31, 2014
GROVE POINT INVESTMENTS, LLC·CRD# 1763
RIA
Kennewick, WA
August 20, 2007 - November 26, 2012
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Kennewick, WA
August 20, 2007 - November 26, 2012
CETERA ADVISORS LLC·CRD# 10299
RIA
Kennewick, WA
July 18, 2007 - August 28, 2007
CETERA ADVISORS LLC·CRD# 10299
BD
Kennewick, WA
July 18, 2007 - August 28, 2007
LEGACY ADVISORY SERVICES, INC.·CRD# 111027
RIA
Kennewick, WA
May 3, 2006 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Kennewick, WA
February 23, 2005 - July 18, 2007
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
February 13, 2004 - February 23, 2005
COUNTRY CAPITAL MANAGEMENT COMPANY·CRD# 12060
BD
Bloomington, IL
January 15, 1999 - December 4, 2002

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Current Firm

CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone Number

(714) 456-1790

Established

California since 08/27/1992

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Large

# of Employees

571

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/28/2026)

Direct owners and executive officers

NamePositionCRD#
FEDERATION OF FINANCIAL SERVICESOWNER—
KREMER, STEPHEN MARKOWNER1188829
RUBINO, MICHAEL PETEROWNER1188940
DUHOVIC, JEROME VICTORCHIEF COMPLIANCE OFFICER2123754
DUHOVIC, JEROME VICTORDIRECTOR/EVP2123754
KING, JAMES RONALD SRDIRECTOR/CHAIRMAN OF THE BOARD/CEO269927
KING, PAUL JDIRECTOR/GENERAL COUNSEL5017845
KING, WESTLEY HAYESDIRECTOR/PRESIDENT2527676
LEJMAN, SHERI JSVP/CFO/FINANCIAL AND OPERATIONS PRINCIPAL—

Regulatory Assets Under Management

Total Number of Accounts

45,336

AUM (Assets Under Management)

$9,740,127,253

Disclosures

Regulatory Event

19

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIRST STEP COMMUNITY COUNSELING SERVICES LLC, NON-INVESTMENT RELATED, KENNEWICK, WA, COUNSELING AND MENTAL HEALTH SERVICES, MEMBER, SINCE 7/2/2010, DEVOTED TIME IS 3 HOURS A MONTH, MONTHLY LLC MEMBERS AND DIRECTORS MEETING AND ONE COMMUNITY EVENT, NO OPERATIONAL RESPONSIBILITY.; 2. MEDPROP LLC, NON-INVESTMENT RELATED, KENNEWICK, WA, LLC PARTNERSHIP THAT BUYS AND HOLDS REAL ESTATE PROPERTIES, MEMBER, SINCE 7/2/2017, PASSIVE REAL ESTATE PORTFOLIO MANAGED BY MANAGING MEMBER.; 3. MEMBER, UBER ALLIANCE, LLC. NON INVESTMENT RELATED. ATTEND 4 - 6 BOARD MEETINGS PER YEAR & EVALUATE PURCHASE AND SALE INFORMATION WITH PARTNERS.; 4. MEMBER, PROFESSIONAL EDUCATION GROUP. NON INVESTMENT RELATED. INSTRUCTOR OF CLASSES OFFERED. EDUCATION PROGRAMS FOR CPA'S AND ATTORNEYS.; 5. PCP CONSULTING/REVEL-E, LLC., INVESTMENT RELATED, KENNEWICK, WA 99336, DBA, MANAGING PARTNER, SINCE 1/27/2016.; 6. ALPHA III WEALTH MANAGEMENT, Managing Partner, DBA for branding purposes only, Non-Investment Related, DEVOTED TIME IS 5 HOURS A MONTH, SINCE 06/01/2022, Kennewick WA 99336, DESCRIPTION: Marketing services managed and operated under primary LLC entity.; 7. ALPHA III TAXGUARD, Managing Partner, Working with prospects and Dunham Trust company for potential tax mitigation strategies for selling highly appreciated assets (Real Estate, Business, etc.) INVESTMENT RELATED, devoted time is 5 hours a month, since 10/15/2022, Kennewick WA.; 8. TH GROUP LLC, Manager, To build collaborative marketing campaigns for businesses who support seniors, veterans and pet services. Events, marketing and advertising programs in print, digital and event formats., Non-Investment related, No, devoted time is 4 hours a month, since 07/20/2020, Kennewick WA.; 9. TODDHALTERMAN.COM, Member, Speaking, consulting and coaching for charities and businesses who want strategic coaching support. Non-Investment related, devoted time is 3 hours a month, since 06/01/2017, Kennewick WA. 10. The Business Strategy Institute, Non-Investment related, since 12/11/2024. Radnor, PA, Description: live educational seminars to teach strong planning techniques for business owners.10.VIROYCO LLC DBA EMF-WARE, POSITION: Chief Financial Officer-Member NATURE: I will serve as a member of the LLC and serve as a proxy CFO at monthly board of advisors meetings - guiding them on financial and business development strategies. I will handle ZERO Finances for the company. I am going to be an equity member-owner of the company and serve as a board member only with no authority to transact business. My initial investment of cash is $150,000 to own 50% equity. EMF Ware is a software subscription programming that affords architects, drafters and designers of fire, security and alarm systems in the design, drafting and development of engineered plans for the installation of alarm, fire and security systems for commercial application. The unique patented software provides scalable efficiencies that when the plans are completed it also outputs the middle and end needs of inventory needed to order for the design and the permit documents needed to be printed to apply for permits with municipalities or governments to approve their job. The End, Middle Frontware company helps replace 2-3 drafters to have one person doing the work of 3 in a week to develop, produce and output the work of design and drawing new jobs. Founding owner Rodney Fox is not a client of mine nor of Centaurus. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025, ADDRESS: 784 S Clearwater Loop, Ste B, Post Falls ID 83854, United States,

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(8/27/2013)
IAR
Arizona
(8/27/2013)
RR
California
(11/1/2012)
IAR
California
(11/8/2012)
RR
Colorado
(12/20/2012)
IAR
Colorado
(1/30/2013)
RR
Connecticut
(2/26/2024)
IAR
Connecticut
(2/26/2024)
RR
Florida
(9/16/2015)
IAR
Florida
(3/27/2019)
RR
Idaho
(11/1/2012)
IAR
Idaho
(11/9/2012)
RR
Illinois
(4/8/2015)
IAR
Illinois
(5/7/2025)
RR
Indiana
(3/17/2021)
RR
Iowa
(11/8/2012)
IAR
Iowa
(11/8/2012)
RR
Kansas
(11/28/2022)
IAR
Kansas
(11/29/2022)
RR
Kentucky
(11/18/2024)
IAR
Kentucky
(11/18/2024)
RR
Missouri
(9/12/2024)
IAR
Missouri
(9/13/2024)
RR
Montana
(1/6/2020)
IAR
Montana
(1/7/2020)
RR
Nevada
(12/8/2020)
IAR
Nevada
(10/20/2021)
RR
New Mexico
(11/1/2012)
IAR
New Mexico
(11/8/2012)
IAR
New York
(6/1/2021)
RR
New York
(7/5/2022)
IAR
North Dakota
(3/28/2023)
RR
Oregon
(11/8/2012)
IAR
Oregon
(11/8/2012)
RR
Pennsylvania
(6/24/2024)
IAR
Pennsylvania
(6/25/2024)
RR
Rhode Island
(10/7/2020)
IAR
Rhode Island
(10/7/2020)
RR
Texas
(11/1/2012)
IAR
Texas
(11/19/2012)
RR
Virginia
(11/1/2012)
IAR
Virginia
(11/8/2012)
RR
Washington
(11/8/2012)
IAR
Washington
(11/8/2012)
RR
Wisconsin
(10/4/2024)
IAR
Wisconsin
(10/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1999About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 2001About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Calvin Todd Halterman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Calvin Todd Halterman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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