CH
Calvin T. Halterman
CENTAURUS FINANCIAL
Spokane, WA 99201
Some features on this profile are disabled
CRD#: 3147472
CH
Professional summary
Calvin Todd Halterman, who also goes by Todd Calvin, C Todd Halterman, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Spokane, Washington.
Calvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Calvin has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd Calvin | C Todd Halterman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIRST STEP COMMUNITY COUNSELING SERVICES LLC, NON-INVESTMENT RELATED, KENNEWICK, WA, COUNSELING AND MENTAL HEALTH SERVICES, MEMBER, SINCE 7/2/2010, DEVOTED TIME IS 3 HOURS A MONTH, MONTHLY LLC MEMBERS AND DIRECTORS MEETING AND ONE COMMUNITY EVENT, NO OPERATIONAL RESPONSIBILITY.; 2. MEDPROP LLC, NON-INVESTMENT RELATED, KENNEWICK, WA, LLC PARTNERSHIP THAT BUYS AND HOLDS REAL ESTATE PROPERTIES, MEMBER, SINCE 7/2/2017, PASSIVE REAL ESTATE PORTFOLIO MANAGED BY MANAGING MEMBER.; 3. MEMBER, UBER ALLIANCE, LLC. NON INVESTMENT RELATED. ATTEND 4 - 6 BOARD MEETINGS PER YEAR & EVALUATE PURCHASE AND SALE INFORMATION WITH PARTNERS.; 4. MEMBER, PROFESSIONAL EDUCATION GROUP. NON INVESTMENT RELATED. INSTRUCTOR OF CLASSES OFFERED. EDUCATION PROGRAMS FOR CPA'S AND ATTORNEYS.; 5. PCP CONSULTING/REVEL-E, LLC., INVESTMENT RELATED, KENNEWICK, WA 99336, DBA, MANAGING PARTNER, SINCE 1/27/2016.; 6. ALPHA III WEALTH MANAGEMENT, Managing Partner, DBA for branding purposes only, Non-Investment Related, DEVOTED TIME IS 5 HOURS A MONTH, SINCE 06/01/2022, Kennewick WA 99336, DESCRIPTION: Marketing services managed and operated under primary LLC entity.; 7. ALPHA III TAXGUARD, Managing Partner, Working with prospects and Dunham Trust company for potential tax mitigation strategies for selling highly appreciated assets (Real Estate, Business, etc.) INVESTMENT RELATED, devoted time is 5 hours a month, since 10/15/2022, Kennewick WA.; 8. TH GROUP LLC, Manager, To build collaborative marketing campaigns for businesses who support seniors, veterans and pet services. Events, marketing and advertising programs in print, digital and event formats., Non-Investment related, No, devoted time is 4 hours a month, since 07/20/2020, Kennewick WA.; 9. TODDHALTERMAN.COM, Member, Speaking, consulting and coaching for charities and businesses who want strategic coaching support. Non-Investment related, devoted time is 3 hours a month, since 06/01/2017, Kennewick WA. 10. The Business Strategy Institute, Non-Investment related, since 12/11/2024. Radnor, PA, Description: live educational seminars to teach strong planning techniques for business owners.
CRS (Client Relationship Summary) - RIA
Click below to view Calvin Todd Halterman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Calvin Todd Halterman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2012 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 216 W. Pacific Suite # 108, Spokane, WA 99201Office #2: 1020 N. Center Parkway Suite D, Kennewick, WA 99336Office #3: 162 E. Hayden Ave., Hayden, ID 83835RIA
BD
CRD#: 30833
Spokane, WA
Current
November 1, 2012 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 216 W. Pacific Suite # 108, Spokane, WA 99201Office #2: 1020 N. Center Parkway Suite D, Kennewick, WA 99336Office #3: 162 E. Hayden Ave., Hayden, ID 83835RIA
BD
CRD#: 30833
Spokane, WA
Past
May 5, 2014 - December 31, 2014
PACIFIC CREST PLANNING, INC.
RIA
CRD#: 165242
KENNEWICK, WA
Past
August 20, 2007 - November 26, 2012
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
KENNEWICK, WA
Past
August 20, 2007 - November 26, 2012
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
KENNEWICK, WA
Past
July 18, 2007 - August 28, 2007
CETERA ADVISORS LLC
RIA
CRD#: 10299
KENNEWICK, WA
Past
July 18, 2007 - August 28, 2007
CETERA ADVISORS LLC
BD
CRD#: 10299
KENNEWICK, WA
Past
May 3, 2006 - July 18, 2007
LEGACY ADVISORY SERVICES, INC.
RIA
CRD#: 111027
KENNEWICK, WA
Past
February 23, 2005 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
KENNEWICK, WA
Past
February 13, 2004 - February 23, 2005
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
January 15, 1999 - December 4, 2002
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/27/2013)
IAR
Arizona(8/27/2013)
RR
California(11/1/2012)
IAR
California(11/8/2012)
RR
Colorado(12/20/2012)
IAR
Colorado(1/30/2013)
RR
Connecticut(2/26/2024)
IAR
Connecticut(2/26/2024)
RR
Florida(9/16/2015)
IAR
Florida(3/27/2019)
RR
Idaho(11/1/2012)
IAR
Idaho(11/9/2012)
RR
Illinois(4/8/2015)
IAR
Illinois(5/7/2025)
RR
Indiana(3/17/2021)
RR
Iowa(11/8/2012)
IAR
Iowa(11/8/2012)
RR
Kansas(11/28/2022)
IAR
Kansas(11/29/2022)
RR
Kentucky(11/18/2024)
IAR
Kentucky(11/18/2024)
RR
Missouri(9/12/2024)
IAR
Missouri(9/13/2024)
RR
Montana(1/6/2020)
IAR
Montana(1/7/2020)
RR
Nevada(12/8/2020)
IAR
Nevada(10/20/2021)
RR
New Mexico(11/1/2012)
IAR
New Mexico(11/8/2012)
IAR
New York(6/1/2021)
RR
New York(7/5/2022)
IAR
North Dakota(3/28/2023)
RR
Oregon(11/8/2012)
IAR
Oregon(11/8/2012)
RR
Pennsylvania(6/24/2024)
IAR
Pennsylvania(6/25/2024)
RR
Rhode Island(10/7/2020)
IAR
Rhode Island(10/7/2020)
RR
Texas(11/1/2012)
IAR
Texas(11/19/2012)
RR
Virginia(11/1/2012)
IAR
Virginia(11/8/2012)
RR
Washington(11/8/2012)
IAR
Washington(11/8/2012)
RR
Wisconsin(10/4/2024)
IAR
Wisconsin(10/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
