TP
Travus H. Pope
SYNDICATED CAPITAL
Diamond Bar, CA 91765
Some features on this profile are disabled
CRD#: 3147104
TP
Professional summary
Travus Hoffman Pope is a registered financial professional currently at SYNDICATED CAPITAL, INC. located in Diamond Bar, California.
Travus is registered as a RR (Registered Representative) and started their career in finance in 1999. Travus has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BITCH ROOM INC., SOCIAL NETWORK INTERNET STARTUP; PRESIDENT; $0 COMPENSATION. 312 STEERFORTH COURT NAPLES FL 34110, BEGINNING 07.2008. 0 HOURS DURING MARKET HOURS. NON- INVESTMENT RELATED.
FULL BLITZ ENTERTAINMENT LLC SINCE 08.2011; MANAGING MEMBER; 400 S BEVERLY DRIVE, SUITE 400, BEVERYLY HILLS, CA 90212; 0 HOURS DURING MARKET HOURS; NON-INVESTMENT RELATED.
LOVESICK LLC SINCE 04.2012; MANAGING MEMBER; 2711 CENTERVILLE ROAD, SUITE 400, WILMINGTON, DE 19808; 0 HOURS DURING MARKET HOURS; NON-INVESTMENT RELATED.
XTREME DEBATE LLC, 2711 CENTERVILLE ROAD, SUITE 400, WILMINGTON, DE 19808; MANAGING MEMBER; 0 HOURS/MONTH; NON-INVESTMENT RELATED;
DUMBBELLS LLC, BEGINNING 07.2011, 1227 S CARSON AVENUE LOS ANGELES, CA 90019, INVESTOR & MEMBER, $0 COMPENSATION, 25 HR/MONTH, 0 HR DURING MARKET HOURS, NON-INVESTMENT RELATED.
CAPITAL SHEILD INC., 10070 DANIELS INTERSTATE COURT, SUITE 200, FORT MYERS, FL 33913; 25 HR/MONTH,NON-INVESTMENT RELATED.
CRS (Client Relationship Summary) - BD
Click below to view Travus Hoffman Pope's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2007 - Present
SYNDICATED CAPITAL, INC.
Office #1: 21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765RIA
BD
CRD#: 29037
Diamond Bar, CA
Past
September 17, 2015 - December 31, 2024
SYNDICATED CAPITAL, INC.
RIA
CRD#: 29037
Naples, FL
Past
August 22, 2006 - May 4, 2007
SIERRA EQUITY GROUP LLC
BD
CRD#: 36518
BOCA RATON, FL
Past
August 23, 2004 - August 28, 2006
OPPENHEIMER & CO. INC.
BD
CRD#: 249
BOCA RATON, FL
Past
August 17, 2004 - August 20, 2004
S.W. BACH & COMPANY
BD
CRD#: 43522
PORT WASHINGTON, NY
Past
January 30, 2002 - August 25, 2004
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
March 24, 1999 - February 14, 2002
SANDS BROTHERS & CO., LTD.
BD
CRD#: 26816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SYNDICATED CAPITAL, INC.
SYNDICATED CAPITAL, INC.
CRD#: 29037 / SEC#: 801-129421, 8-44162
RIA
Registered Investment Advisory firm - SEC (2/5/2024 Approved)California
Registered Investment Advisory firm - SEC (6/18/2009 Approved)Hawaii
Registered Investment Advisory firm - SEC (6/8/2010 Approved)Maryland
Registered Investment Advisory firm - SEC (10/14/2020 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/7/2009 Approved)Ohio
Registered Investment Advisory firm - SEC (10/16/2012 Approved)Oregon
Registered Investment Advisory firm - SEC (6/22/2009 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (3/24/2011 Approved)Virginia
Registered Investment Advisory firm - SEC (7/16/2009 Approved)Washington
Registered Investment Advisory firm - SEC (12/11/2025 Termination Requested)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/29/2007)
RR
Florida(5/3/2007)
RR
New York(6/7/2007)
RR
South Carolina(7/18/2022)
RR
Texas(8/15/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/13/2014
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SC
SYNDICATED CAPITAL, INC.
SYNDICATED CAPITAL, INC.
CRD#: 29037 / SEC#: 801-129421, 8-44162
RIA
Registered Investment Advisory firm - SEC (2/5/2024 Approved)California
Registered Investment Advisory firm - SEC (6/18/2009 Approved)Hawaii
Registered Investment Advisory firm - SEC (6/8/2010 Approved)Maryland
Registered Investment Advisory firm - SEC (10/14/2020 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/7/2009 Approved)Ohio
Registered Investment Advisory firm - SEC (10/16/2012 Approved)Oregon
Registered Investment Advisory firm - SEC (6/22/2009 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (3/24/2011 Approved)Virginia
Registered Investment Advisory firm - SEC (7/16/2009 Approved)Washington
Registered Investment Advisory firm - SEC (12/11/2025 Termination Requested)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765
Mailing Address
P. O. Box 274, Brea, CA 92822
Phone number
(310) 751-7098
Established
California since 02/24/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
12
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SC ADD HOLDINGS, LLC | OWNER | |
| BAINES AND MCADAMS LIVING TRUST | OWNER | |
| BAINES, HEATHER UNA | TRUSTEE OF BAINES & MCADAMS LIVING TRUST | 2173889 |
| LEE, FAITH | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL, MANAGER OF SC ADD HOLDINGS, LLC | 2715226 |
| MCADAMS, JOSEPH LLOYD JR | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL/TRUSTEE OF BAINES AND MCADAMS LIVING TRUST | 2173886 |
| THORNTON, STEVEN LEE | FINANCIAL AND OPERATIONS PRINCIPAL | 4496384 |
Regulatory assets under management
| Total Number of Accounts | 393 |
| AUM (Assets Under Management) | $ 122,987,781 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
