Michael Cannon

CITIZENS JMP SECURITIES

SAN FRANCISCO, CA 94111

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CRD#: 3147091

Professional summary

Michael Cannon, who also goes by Michael Anthony Cannon, Michal Anthony Cannon, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in San Francisco, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 9 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Anthony Cannon | Michal Anthony Cannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Cannon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2025 - Present

CITIZENS JMP SECURITIES, LLC

Office #1: 101 California Street Suite 1700, San Francisco, CA 94111

CRD#: 22208

SAN FRANCISCO, CA

Past

December 1, 2022 - July 17, 2025

DREXEL HAMILTON, LLC

CRD#: 143570

NEW YORK, NY

Past

May 24, 2021 - November 28, 2022

OUTSET GLOBAL TRADING LIMITED

CRD#: 281065

NEW YORK, NY

Past

July 19, 2019 - March 5, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Red Bank, NJ

Past

June 26, 2019 - March 5, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Red Bank, NJ

Past

January 30, 2019 - June 20, 2019

E*TRADE SECURITIES LLC

CRD#: 29106

Jersey City, NJ

Past

September 13, 2010 - May 31, 2018

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

NEW YORK, NY

Past

June 1, 2004 - August 12, 2010

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

May 29, 2002 - June 17, 2004

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

April 7, 1999 - May 17, 2002

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/15/2025)

South Carolina
(7/15/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/18/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 5/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/8/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/6/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/21/2023

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

CITIZENS JMP SECURITIES, LLC

CRD#: 22208 / SEC#: , 8-39613

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

101 California Street Ste 1700, San Francisco, CA 94111

Mailing Address

101 California Street Ste 1700, San Francisco, CA 94111

Phone number

(415) 835-8900

Established

Delaware since 01/01/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JMP HOLDING LLC	PARENT COMPANY
CONROY, WALTER IVOR	GENERAL COUNSEL	6641487
GREGORY, JOHN	PRESIDENT	4600619
JACKSON, RAYMOND SIVA	CHIEF FINANCIAL OFFICER	5563363
MANNING, SIMON STONE	SENIOR REGISTERED OPTIONS PRINCIPAL (SROP)	1941279
MCLAUGHLIN, BRENDAN	CHIEF COMPLIANCE OFFICER	2562815
O'DAY, JAMES CORTLAND	HEAD OF EQUITIES	5618215
SLADER, GAVIN WILLEY	HEAD OF INVESTMENT BANKING	4130019
SPURR, JEFFREY HOLMES	HEAD OF RESEARCH	1384716
SUCHY, GREGORY JOHN	CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER	5907019
WHITEHEAD, AIDAN PETER	HEAD OF TRADING & SALES TRADING	2474257
XIAO, ZHUO VIVIAN XUAN	FINOP	5121578

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Cannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Cannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

DREXEL HAMILTON, LLC

OUTSET GLOBAL TRADING LIMITED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

E*TRADE SECURITIES LLC

RAYMOND JAMES & ASSOCIATES, INC.

JEFFERIES LLC

J.P. MORGAN SECURITIES LLC

DEUTSCHE IXE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/18/2019

Series 63

Date: 6/4/1999

Series 57TO

Date: 1/2/2023

SIE

Date: 5/31/2018

Series 55

Date: 10/8/1999

Series 7

Date: 4/6/1999

Series 24

Date: 1/21/2023

FINRA

Nasdaq Stock Market

Current Firm

CITIZENS JMP SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CITIZENS JMP SECURITIES, LLC

TRUST BUT VERIFY

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