Ember E. Martin

VESTED WEALTH ADVISORS

Mountain City, TN

Some features on this profile are disabled

CRD#: 3146688

Professional summary

Ember Ellis Martin, CFP® is a registered financial advisor currently at VESTED WEALTH ADVISORS located in Mountain City, Tennessee.

Ember is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Ember has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ember Ellis Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

December 31, 2014 - Present

VESTED WEALTH ADVISORS

RIA

CRD#: 155491

Mountain City, TN

Past

October 4, 2012 - December 31, 2014

VESTED WEALTH ADVISORS

RIA

CRD#: 155491

PORTLAND, OR

Past

October 21, 2009 - November 15, 2010

CONFLUENCE WEALTH MANAGEMENT LLC

RIA

CRD#: 107810

PORTLAND, OR

Past

June 10, 2004 - June 30, 2006

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, OR

Past

June 9, 2004 - June 30, 2006

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTLAND, OR

Past

January 26, 2004 - June 15, 2004

WS GRIFFITH SECURITIES, INC.

RIA

CRD#: 10410

PORTLAND, OR

Past

January 26, 2004 - June 15, 2004

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

April 23, 2003 - December 18, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PORTLAND, OR

Past

January 1, 1999 - December 18, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/5/2015)

IAR

Oregon
(12/31/2014)

IAR

Tennessee
(8/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/30/1998

General Securities Representative Examination

Current Firm

VESTED WEALTH ADVISORS

FORESIGHT WEALTH ADVISORS | VESTED WEALTH, INC. A TENNESSEE CORPORATION | VESTED WEALTH ADVISORS | VESTED WEALTH | OJEDA PARTNERS LLC

CRD#: 155491 / SEC#: 801-71941

RIA

Registered Investment Advisory firm - (10/8/2012 Terminated)

California

Registered Investment Advisory firm - (6/4/2015 Approved)

Oregon

Registered Investment Advisory firm - (12/31/2014 Approved)

Tennessee

Registered Investment Advisory firm - (8/13/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mountain City, TN

Mailing Address

Phone number

+1 (844) 548-2887

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 21,928,414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ember E. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ember Ellis Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

VESTED WEALTH ADVISORS

CONFLUENCE WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WS GRIFFITH SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/1999

Series 63

Date: 1/15/1999

Series 7

Date: 12/30/1998

Current Firm

VESTED WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VESTED WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors