Deborah M. Marson

INVESTMENT & RESOURCE PLANNING

Falls Church, VA 22046

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CRD#: 3146654

Professional summary

Deborah Mary Marson is a registered financial advisor currently at INVESTMENT & RESOURCE PLANNING located in Falls Church, Virginia and OSAIC WEALTH, INC. located in Falls Church, Virginia.

Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Deborah has worked at 4 firms and has passed the Series 66, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Mary Marson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2002 - Present

INVESTMENT & RESOURCE PLANNING

Office #1: 400 N. Washington Street Suite 202, Falls Church, VA 22046

RIA

CRD#: 117604

Falls Church, VA

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 400 N Washington St Suite 202, Falls Church, VA 22046

RIA

CRD#: 23131

Falls Church, VA

Past

January 18, 2002 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

FALLS CHURCH, VA

Past

January 4, 1999 - February 5, 2002

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/3/2023)

California
(11/3/2023)

Colorado
(11/3/2023)

Delaware
(11/3/2023)

District of Columbia
(11/3/2023)

Florida
(11/3/2023)

Georgia
(11/3/2023)

Maine
(11/3/2023)

IAR

Maryland
(7/1/2002)

Maryland
(11/3/2023)

Mississippi
(11/3/2023)

Nevada
(11/3/2023)

New Jersey
(11/3/2023)

New Mexico
(11/3/2023)

New York
(11/3/2023)

North Carolina
(11/3/2023)

Oregon
(11/3/2023)

Pennsylvania
(11/3/2023)

Vermont
(11/3/2023)

IAR

Virginia
(6/20/2002)

Virginia
(11/3/2023)

Washington
(11/3/2023)

West Virginia
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/31/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT & RESOURCE PLANNING

INVESTMENT & RESOURCE PLANNING | INVESTMENT & RESOURCE PLANNING ASSOCIATES, INC.

CRD#: 117604 / SEC#:

Maryland

Registered Investment Advisory firm - (7/11/1996 Approved)

Virginia

Registered Investment Advisory firm - (2/22/1996 Approved)

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Contact information

Main Address

400 N. Washington Street Suite 202, Falls Church, VA 22046

Mailing Address

Phone number

(703) 890-0410

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Deborah M. Marson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Mary Marson's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT & RESOURCE PLANNING

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/1999

SIE

Date: 10/1/2018

Series 6

Date: 12/31/1998

FINRA

Current Firm

INVESTMENT & RESOURCE PLANNING

Contact information

Documents

Red Flags

Company Information

INVESTMENT & RESOURCE PLANNING

TRUST BUT VERIFY

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