Thompson E. Fletcher
Professional summary
Thompson Edward Fletcher JR, who also goes by Thompson Fletcher, is a registered financial professional currently at WALL STREET ACCESS located in New York, New York.
Thompson is registered as a RR (Registered Representative) and started their career in finance in 1998. Thompson has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thompson Edward Fletcher JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2026 - Present
WALL STREET ACCESS
Office #1: 100 Wall Street, Suite 1501, New York, NY 10005February 27, 2015 - December 12, 2025
MAREX CAPITAL MARKETS INC.
March 2, 2010 - February 4, 2015
INTERACTIVE BROKERS LLC
August 7, 2009 - December 31, 2014
INTERACTIVE BROKERS CORP.
September 9, 2005 - July 13, 2009
PERSHING LLC
May 1, 2003 - September 9, 2005
PERSHING ADVISOR SOLUTIONS LLC
June 25, 2002 - May 1, 2003
PERSHING LLC
March 29, 2001 - June 6, 2002
PERSHING ADVISOR SOLUTIONS LLC
December 21, 1998 - March 27, 2001
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2026)
(7/27/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/3/2001
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
