Thompson E. Fletcher
Professional summary
Thompson Edward Fletcher JR, who also goes by Thompson Fletcher, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Red Bank, New Jersey.
Thompson is registered as a RR (Registered Representative) and started their career in finance in 1998. Thompson has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thompson Edward Fletcher JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2015 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 322 Nj-35 2nd Floor, Red Bank, NJ 07701March 2, 2010 - February 4, 2015
INTERACTIVE BROKERS LLC
August 7, 2009 - December 31, 2014
INTERACTIVE BROKERS CORP.
September 9, 2005 - July 13, 2009
PERSHING LLC
May 1, 2003 - September 9, 2005
PERSHING ADVISOR SOLUTIONS LLC
June 25, 2002 - May 1, 2003
PERSHING LLC
March 29, 2001 - June 6, 2002
PERSHING ADVISOR SOLUTIONS LLC
December 21, 1998 - March 27, 2001
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2019)
(2/27/2015)
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(3/28/2019)
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(8/11/2015)
(2/27/2015)
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(3/28/2019)
(2/27/2015)
(3/2/2015)
(8/11/2015)
(2/27/2015)
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(8/11/2015)
(2/27/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/3/2001
Limited Representative-Equity Trader ExamCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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