Erlloisse F. Magan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erlloisse Flores Magan, who also goes by Erlloise Magan, Erlloisse Magan, was a registered financial professional .
Erlloisse is a previously registered financial professional and started their career in finance in 1998. Erlloisse had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2009 - April 19, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 18, 2006 - May 22, 2007
TD AMERITRADE CLEARING, INC.
March 6, 2006 - April 19, 2018
TD AMERITRADE, INC.
January 25, 2006 - April 19, 2018
TD AMERITRADE, INC.
July 30, 2005 - January 26, 2006
MML INVESTORS SERVICES, LLC
June 18, 2002 - July 21, 2005
NEW ENGLAND SECURITIES
December 1, 2001 - May 20, 2002
SOURCE CAPITAL GROUP, INC.
July 6, 2000 - December 1, 2001
MERIT CAPITAL ASSOCIATES, INC.
February 11, 1999 - July 5, 2000
DALTON KENT SECURITIES GROUP, INC.
December 14, 1998 - January 5, 1999
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD#: 111514 / SEC#: 801-55501
Contact information
Regulatory assets under management
| Total Number of Accounts | 101,875 |
| AUM (Assets Under Management) | $ 15,827,987,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/17/2023 | ||
| 12/22/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
