Nathan C. Goodwin

AMERITAS ADVISORY SERVICES

Toledo, OH 43604

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CRD#: 3146132

Professional summary

Nathan Charles Goodwin, who also goes by Nate Goodwin, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Toledo, Ohio and AMERITAS INVESTMENT COMPANY, LLC located in Toledo, Ohio.

Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Nathan has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Goodwin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Premier Planning Group; same as branch; inv rel; financial planning services; Enterprise Operations Director; start date=04/2025; hrs/mo=200; trading hrs/mo=160; responsible for managing the daily operations of the firm, including: providing structure and direction for office management, defining staff roles, responsibilities and providing training, assisting advisor goals and growth planning, reviewing investment management offerings, platforms, and policies/procedures, reviewing technology vendor agreements, providing enhancements and seeking efficiencies, enhancing marketing efforts, client communications, and overall experience

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Charles Goodwin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2025 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 114 S Superior St, Toledo, OH 43604Office #2: 221 E 4th St Ste 405, Cincinnati, OH 45202Office #4: 1260 Valley Forge Rd Ste 107, Phoenixville, PA 19460

RIA

CRD#: 317245

Toledo, OH

Current

May 15, 2025 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 114 S Superior St, Toledo, OH 43604Office #2: 1260 Valley Forge Rd. Suite 107, Phoenixville, PA 19460Office #3: 221 E 4th St Ste 405, Cincinnati, OH 45202

CRD#: 14869

Toledo, OH

Past

July 1, 2024 - January 27, 2025

BALDWIN WEALTH PARTNERS, LLC

RIA

CRD#: 105343

KEENE, NH

Past

December 21, 2022 - July 2, 2024

KLR INVESTMENT ADVISORS, LLC

RIA

CRD#: 124716

PROVIDENCE, RI

Past

June 9, 2016 - December 16, 2022

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

WESTWOOD, MA

Past

June 9, 2016 - December 16, 2022

CITIZENS SECURITIES, INC.

CRD#: 39550

WESTWOOD, MA

Past

January 10, 2014 - June 16, 2016

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

BOSTON, MA

Past

August 6, 2013 - June 16, 2016

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

November 1, 2007 - July 26, 2013

OSAIC FS, INC.

CRD#: 3870

CONCORD, NH

Past

February 3, 2005 - August 29, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

HANOVER, NH

Past

May 9, 2000 - January 26, 2004

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

December 11, 1998 - September 14, 1999

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Nebraska
(5/15/2025)

IAR

New Hampshire
(5/15/2025)

IAR

Ohio
(5/15/2025)

IAR

Pennsylvania
(5/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/16/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan C. Goodwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Charles Goodwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

BALDWIN WEALTH PARTNERS, LLC

KLR INVESTMENT ADVISORS, LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

OSAIC FS, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2013

Series 63

Date: 12/21/1998

SIE

Date: 10/1/2018

Series 7

Date: 12/7/1998

Series 24

Date: 9/16/2005

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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