MW
Michael A. Wilhelm
CETERA INVESTMENT ADVISERS LLC
FORT MYERS, FL 33907
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CRD#: 3146063
MW
Professional summary
Michael Andrew Wilhelm, who also goes by Michael A Wilhelm, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Myers, Florida and CETERA WEALTH SERVICES, LLC located in Fort Myers, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael A Wilhelm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FIXED INSURANCE;
START DATE: 05/1999;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT;
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH AND ANNUITIES;
2. NAME OF OTHER BUSINESS: ST. COLUMBKILLE CATHOLIC CHURCH;
INVESTMENT RELATED: NO;
ADDRESS: 12171 IONA ROAD, FORT MYERS, FL, 33908;
NATURE OF BUSINESS: RELIGIOUS / CHURCH;
START DATE: 12/2013;
POSITION/TITLE/RELATIONSHIP: MEMBER OF THE FINANCE COMMITTEE;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1;
BRIEF DESCRIPTION OF DUTIES: HELP CREATE AND MAINTAIN BUDGET FOR CHURCH WITH OTHER MEMBERS OF COMMITTEE. ASSIST IN CREATING IDEAS TO HELP RAISE MONEY FOR THE CHURCH;
3. NAME OF OTHER BUSINESS: BROWN & HAUGHT FINANCIAL GROUP;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FINANCIAL SERVICES;
START DATE: 07/2008;
POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT;
APX NUMBER OF HOURS PER WEEK: 40;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5;
BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES;
4. NAME OF OTHER BUSINESS: MICHAEL A. WILHELM INVESTMENTS, INC
INVESTMENT RELATED: NO;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: ACCOUNTING ENTITY;
START DATE: 11/2008;
POSITION/TITLE/RELATIONSHIP: PRESIDENT;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1;
APX NUMBER OF HOURS DURING TRADING HOURS: NONE;
BRIEF DESCRIPTION OF DUTIES: ACCOUNTING ENTITY;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Andrew Wilhelm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 13241 University Dr Ste 104, Fort Myers, FL 33907RIA
CRD#: 105644
FORT MYERS, FL
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 13241 University Dr Ste 104, Fort Myers, FL 33907BD
CRD#: 13572
Fort Myers, FL
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 4, 2008 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
FT MYERS, FL
Past
July 18, 2008 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
FORT MYERS, FL
Past
March 8, 2004 - July 2, 2008
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
FT. MYERS, FL
Past
September 19, 2001 - July 2, 2008
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
FT. MYERS, FL
Past
December 23, 1998 - October 4, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/20/2019)
RR
Florida(9/21/2019)
IAR
Florida(5/17/2023)
RR
Georgia(9/20/2019)
RR
Kentucky(2/11/2021)
RR
Michigan(8/2/2024)
RR
Nevada(10/14/2025)
RR
New Jersey(9/20/2019)
RR
Pennsylvania(9/20/2019)
RR
South Carolina(3/22/2022)
RR
Tennessee(9/20/2019)
RR
Washington(2/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fort Myers, FL 33907TRUST BUT VERIFY
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