Marc Edward Carlson
Professional Summary
Marc Edward Carlson is a registered financial advisor currently at OBERWEIS SECURITIES, INC. located in Lisle, Illinois. Marc is registered as a RR (Registered Representative) and started their career in finance in 2001. Marc has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
OBERWEIS BROKERAGE, INC. | OS 2 BROKERAGE, INC. | OBERWEIS.NET, INC. | OBERWEIS.NET | OBERWEIS SECURITIES, INC.
Contact Information
Main Address
3333 Warrenville Road Suite 500, Lisle, IL 60532Mailing Address
3333 Warrenville Road Suite 500, Lisle, IL 60532Phone Number
(630) 577-2300Established
Illinois since 09/24/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/12/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2020About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Marc Edward Carlson's CRS (Customer Relationship Summary).
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