Aaron G. Somers
Professional summary
Aaron George Somers is a registered financial professional currently at CCO CAPITAL, LLC located in Phoenix, Arizona.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 1999. Aaron has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron George Somers's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2016 - Present
CCO CAPITAL, LLC
Office #1: 2398 East Camelback Rd. 4th Floor, Phoenix, AZ 85016-4258Office #2: 2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016June 27, 2014 - November 15, 2016
WOODBURY FINANCIAL SERVICES, INC.
June 27, 2014 - November 15, 2016
OSAIC SERVICES, INC.
June 27, 2014 - November 15, 2016
OSAIC WEALTH, INC.
June 27, 2014 - November 15, 2016
FSC SECURITIES CORPORATION
June 26, 2014 - November 15, 2016
WOODBURY FINANCIAL SERVICES, INC.
June 26, 2014 - November 15, 2016
OSAIC SERVICES, INC.
June 26, 2014 - November 15, 2016
OSAIC WEALTH, INC.
June 26, 2014 - November 15, 2016
FSC SECURITIES CORPORATION
January 19, 2012 - June 24, 2014
CCO CAPITAL, LLC
September 28, 2009 - January 20, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
June 27, 2007 - January 20, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
February 13, 2007 - June 19, 2007
COUNTRYWIDE INVESTMENT SERVICES, INC.
November 19, 2003 - April 3, 2006
CHARLES SCHWAB & CO., INC.
February 25, 2002 - November 3, 2003
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 13, 1999 - March 1, 2002
SUNAMERICA SECURITIES, INC.
January 21, 1999 - April 27, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2016)
Exams
FINRA
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
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