CM
Coral A. Murphy
PEARSON FINANCIAL SERVICES
Dennis, MA 02638
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CRD#: 3145896
CM
Professional summary
Coral Annette Murphy is a registered financial advisor currently at PEARSON FINANCIAL SERVICES located in Dennis, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Dennis, Massachusetts.
Coral is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Coral has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PEARSON FINANCIAL SERVICES, INVESTMENT-RELATED, RIA. LOCATED AT 586 MAIN STREET, BOX 2041, DENNIS MA 02638. OPERATIONS MANAGER SINCE 06/1996. APROX. 45 HOURS/WEEK-9:30AM-6:30PM. SCHEDULE DAILY ACTIVITIES OF P.F.S./ASSISTANT TO SETH PEARSON, CFP.
2) CHASE GARDEN CREEK, LLC; NOT INVESTMENT RELATED; 586 MAIN ST. DENNIS, MA 02638; RENTAL PROPERTY; PARTNER; START DATE: 04/2006; APPROX 4 HRS/MO; PROPERTY MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Coral Annette Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2007 - Present
PEARSON FINANCIAL SERVICES
Office #1: 586 Main St, Dennis, MA 02638RIA
CRD#: 130143
Dennis, MA
Current
November 1, 2005 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 586 Main Street, Dennis, MA 02638BD
CRD#: 35747
Dennis, MA
Past
March 24, 1999 - November 7, 2005
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(11/19/2007)
IAR
Maryland(7/31/2024)
RR
Massachusetts(11/1/2005)
IAR
Massachusetts(10/29/2007)
IAR
New York(8/28/2021)
IAR
Pennsylvania(8/13/2024)
IAR
Virginia(10/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PEARSON FINANCIAL SERVICES
PEARSON AND ASSOCIATES, LLC | PEARSON, SETH MICHAEL | PEARSON FINANCIAL SERVICES
CRD#: 130143 / SEC#:
Colorado
Registered Investment Advisory firm - (8/9/2018 Approved)Connecticut
Registered Investment Advisory firm - (3/19/2018 Approved)Florida
Registered Investment Advisory firm - (12/4/2006 Approved)Maine
Registered Investment Advisory firm - (10/23/2007 Approved)Maryland
Registered Investment Advisory firm - (7/31/2024 Approved)Massachusetts
Registered Investment Advisory firm - (11/23/1996 Approved)New Hampshire
Registered Investment Advisory firm - (10/11/2007 Approved)New Jersey
Registered Investment Advisory firm - (9/22/2017 Approved)New York
Registered Investment Advisory firm - (3/30/2018 Approved)Pennsylvania
Registered Investment Advisory firm - (8/12/2024 Approved)Rhode Island
Registered Investment Advisory firm - (8/29/2007 Approved)Texas
Registered Investment Advisory firm - (7/14/2017 Conditional Restricted)Vermont
Registered Investment Advisory firm - (9/18/2007 Approved)Virginia
Registered Investment Advisory firm - (10/19/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
586 Main St, Dennis, MA 02638
Mailing Address
P.o. Box 2041, Dennis, MA 02638
Phone number
(508) 385-7925
Established
Firm type
Fiscal year end
# of Employees
9
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PEARSON FINANCIAL SERVICES
CRD#: 130143Dennis, MA 02638TRUST BUT VERIFY
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