Kandy D. Outlaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kandy Dobbs Outlaw was a registered financial professional .
Kandy is a previously registered financial professional and started their career in finance in 1999. Kandy had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2012 - March 21, 2013
M. R. BEAL & COMPANY
February 17, 1999 - October 4, 2012
JACKSON SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
M. R. BEAL & COMPANY
CRD#: 22088 / SEC#: , 8-39528
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
