Neil F. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Foster Campbell JR, who also goes by Cork Campbell, was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 1998. Neil had worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2008 - December 31, 2016
FUTR FAMILY MANAGEMENT, LLC
September 19, 2003 - April 8, 2008
LPL FINANCIAL LLC
September 19, 2003 - April 8, 2008
LPL FINANCIAL LLC
January 27, 1999 - October 2, 2003
UBS FINANCIAL SERVICES INC.
December 16, 1998 - October 2, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FUTR FAMILY MANAGEMENT, LLC
CRD#: 146542 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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