PL
Palmer B. Lummis
LUMMIS ASSET MANAGEMENT, L.P.
FORT WORTH, TX 76102
Some features on this profile are disabled
CRD#: 3144187
PL
Professional summary
Palmer Bradley Lummis, who also goes by Brad Lummis, Palmer Lummis, is a registered financial advisor currently at LUMMIS ASSET MANAGEMENT, L.P. located in Fort Worth, Texas.
Palmer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Palmer has worked at 1 firm and has passed the Series 7 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Lummis | Palmer Lummis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LAMCO Capital LLC The business is the general partner of Lummis Asset Managment LP. Other than serving as Lummis Asset Management, LP's general partner, LAMCO Capital is not engaged in any other investment activities.I am the President of the company.The address of the company is 301 Commerce, Suite 1380, Fort Worth, Texas 76102. I spend no time on the business. My relationship with the business began with its inception in September 1998. Lummis Family Partners, L.L.C. The company owns and manages a rural property in Live Oak County, Texas. I am the managing member. The company leases the property to a rancher for cattle grazing purposes. The company's address is 116 Rivercrest Drive, Fort Worth, Texas 76107. On average I spend two hours a month on the business, meeting with the rancher and inspecting the property. No time is spent on the business during trading hours. I have been involved with the business since its inception in January 2009. Frill Energy Partners The company owns oil and gas mineral interests and invests in energy related partnerships. I am a partner but have little to no investment responsibility as the properties are managed by a third party.The company's address is 1717 West Loop South, Suite 1900, Houston, Texas 77027.On average I spend less than one a hour a month on the business, primarily analyzing financial reports.No time is spent on the business during trading hours. I have been involved with the business since its inception in March 2007. WRL-FBL/Frill Investments The company is the general partner of Frill Investments, L.P. Other than serving as general partner, it has no other investment-related activities. The address of the business is 116 Rivercrest Drive, Fort Worth, Texas 76107.I serve as the President. I do not spend any time on business activities related to the company.I have been involved with the company since its inception in October 2000. Frill Investments, L.P. The company is a partnership that invests in private equity. The company also owns real estate. My title is Partner. I am also President of of WRL-FBL/Frill Investments, the general partner. The address of the company is 116 Rivercrest Drive, Fort Worth, Texas 76107. On average one hour a month is spent on business activities that primarily relate to the private equity. Half my time spent on the business occurs during trading hours. I have been involved with Frill Investments, L.P. since its inception in October 2000.
CRS (Client Relationship Summary) - RIA
Click below to view Palmer Bradley Lummis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2003 - Present
LUMMIS ASSET MANAGEMENT, L.P.
Office #1: 301 Commerce Street Suite 1790, Fort Worth, TX 76102RIA
CRD#: 114357
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LUMMIS ASSET MANAGEMENT, L.P.
LUMMIS ASSET MANAGEMENT, L.P.
CRD#: 114357 / SEC#: 801-121447
RIA
Registered Investment Advisory firm - (6/8/2021 Approved)Texas
Registered Investment Advisory firm - (6/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/7/2003)
Exams
General Industry/Product Exam
Current Firm
LA
LUMMIS ASSET MANAGEMENT, L.P.
LUMMIS ASSET MANAGEMENT, L.P.
CRD#: 114357 / SEC#: 801-121447
RIA
Registered Investment Advisory firm - (6/8/2021 Approved)Texas
Registered Investment Advisory firm - (6/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 Commerce Street Suite 1380, Fort Worth, TX 76102
Mailing Address
Phone number
(817) 348-0577
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 155 |
| AUM (Assets Under Management) | $ 226,993,511 |
Red Flags
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