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Steven A Van Solkema

PUMA CAPITAL
RYE, NY
·CRD# 3144017·28 years experience

Professional Summary

Steven A Van Solkema, who also goes by Steven Arnoys Van Solkema, Steven A Vansolkema, is a registered financial advisor currently at PUMA CAPITAL, LLC located in Rye, New York. Steven is registered as a RR (Registered Representative) and started their career in finance in 1998. Steven has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven Arnoys Van Solkema, Steven A Vansolkema

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

PUMA CAPITAL, LLC·CRD# 146744
BD
555 Theodore Fremd Avenue Suite C204, Rye, NY 10580
March 2, 2026 - Present
MILLINGTON SECURITIES, INC.·CRD# 147298
BD
Red Bank, NJ
October 29, 2020 - December 31, 2021
WBI INVESTMENTS, LLC·CRD# 106336
RIA
Red Bank, NJ
March 8, 2019 - July 15, 2024
MILLINGTON SECURITIES, INC.·CRD# 147298
RIA
Red Bank, NJ
November 24, 2014 - February 19, 2015
MILLINGTON SECURITIES, INC.·CRD# 147298
RIA
Red Bank, NJ
July 3, 2014 - October 15, 2014
MILLINGTON SECURITIES, INC.·CRD# 147298
BD
Red Bank, NJ
April 29, 2014 - March 1, 2019
ALLY SECURITIES LLC·CRD# 25988
BD
New York, NY
June 18, 2010 - May 31, 2012
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
November 5, 2003 - December 10, 2008
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
December 16, 1998 - February 3, 2003

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Current Firm

PC
PUMA CAPITAL, LLC

PUMA CAPITAL, LLC

CRD#: 146744 / SEC#: 8-67849
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

555 Theodore Fremd Avenue Suite C204, Rye, NY 10580

Mailing Address

555 Theodore Fremd Avenue Suite C204, Rye, NY 10580

Phone Number

(212) 269-4100

Established

Florida since 02/09/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
COUGAR FINANCIAL HOLDINGS LLCMEMBER—
HB-PUMA, LLCMEMBER—
GREENSTEIN, JOSHUA AARONCEO2522805
GROSS, MARC JONATHANCFO, FINOP2974706
GUTSHALL, MICHAEL SEELEYCCO2505395
HENCORP BECSTONE, LCMEMBER—
TIMONY, PETER GERARDCOO3023008

Disclosures

Regulatory Event

7

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. VAN SOLKEMA SERVES AS PRESIDENT AND CHIEF INVESTMENT OFFICER FOR WBI INVESTMENTS, INC. AN AFFILIATE OF MILLINGTON SECURITIES. MR. VAN SOLKEMA SERVES AS TREASURER AND PRINCIPAL FINANCIAL OFFICER FOR ABSOLUTE SHARES TRUST,THE BOARD WITH OVERSIGHT FOR THE WBI SHARES ETFS FOR WHICH MILLINGTON SECURITIES IS THE ADVISOR AND WBI INVESTMENTS IS THE SUB-ADVISOR. MR. VAN SOLKEMA SERVES AS CHIEF QUANTITATIVE OFFICER OF WBI TECHNOLOGIES, INC., AN AFFILIATE OF WBI INVESTMENTS AND MILLLINGTON SECURITIES. MR. VAN SOLKEMA'S RESPONSIBILITIES FOR WBI INVESTMENTS, MILLINGTON SECURITIES, ABSOLUTE SHARES TRUST AND WBI TECHNOLOGIES DO NOT CONFLICT WITH EACH OTHER. MR. VAN SOLKEMA IS ALSO THE MANAGING MEMBER OF AN LLC THAT IS A SINGLE PROPERTY REAL ESTATE INVESTMENT COMPANY. THIS ACTIVITY DOES NOT CONFLICT WITH MR. VAN SOLKEMA'S ROLES AT ANY OF THE AFFILIATED ENTITIES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(3/2/2026)
RR
New York
(6/17/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2026About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2014

Series 7 — General Securities Representative Examination

Passed Nov 1998About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2018About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2014About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 2012About the Series 24 exam
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Steven A Van Solkema's CRS (Customer Relationship Summary).

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