Steven A. Van Solkema
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven A Van Solkema, who also goes by Steven Arnoys Van Solkema, Steven Arnoys Vansolkema, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2020 - December 31, 2021
MILLINGTON SECURITIES, INC.
March 8, 2019 - July 15, 2024
WBI INVESTMENTS, LLC
November 24, 2014 - February 19, 2015
MILLINGTON SECURITIES, INC.
July 3, 2014 - October 15, 2014
MILLINGTON SECURITIES, INC.
April 29, 2014 - March 1, 2019
MILLINGTON SECURITIES, INC.
June 18, 2010 - May 31, 2012
ALLY SECURITIES LLC
November 5, 2003 - December 10, 2008
J.P. MORGAN SECURITIES LLC
December 16, 1998 - February 3, 2003
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
MILLINGTON SECURITIES, INC.
CRD#: 147298 / SEC#: 801-71128, 8-67897
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 8/15/2014
Limited Representative-Equity Trader ExamCurrent Firm
MILLINGTON SECURITIES, INC.
CRD#: 147298 / SEC#: 801-71128, 8-67897
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 168,803,233 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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