Christopher R. Saul
Professional summary
Christopher Robert Saul, who also goes by Chris Saul, Christopher Saul, is a registered financial professional currently at BLUEROCK CAPITAL MARKETS LLC located in Newport Beach, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Robert Saul's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2023 - Present
BLUEROCK CAPITAL MARKETS LLC
Office #1: 4100 Newport Place Suite 650, Newport Beach, CA 92660June 12, 2015 - April 3, 2023
BNY MELLON SECURITIES CORPORATION
October 12, 2007 - June 10, 2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 27, 2006 - October 4, 2007
EQUITY SERVICES, INC.
February 7, 2005 - March 7, 2006
CHICAGO INVESTMENT GROUP, LLC
July 8, 2003 - February 3, 2005
R.M. STARK & CO., INC.
November 20, 2002 - July 7, 2003
LADENBURG THALMANN & CO. INC.
July 2, 1999 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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