Salvatore V. Lupo
Professional summary
Salvatore Vincent Lupo, who also goes by Salvatore Lupo, is a registered financial professional currently at NYLIFE SECURITIES LLC located in New York, New York.
Salvatore is registered as a RR (Registered Representative) and started their career in finance in 1998. Salvatore has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Salvatore Vincent Lupo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 51 Madison Avenue, New York, NY 10010January 6, 2023 - May 29, 2026
NYLIFE DISTRIBUTORS LLC
October 22, 2021 - November 30, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
December 3, 2015 - October 21, 2021
NYLIFE SECURITIES LLC
April 14, 2015 - September 4, 2015
NYLIFE SECURITIES LLC
January 8, 2001 - April 19, 2013
UBS FINANCIAL SERVICES INC.
December 9, 1998 - January 11, 2001
IDS LIFE INSURANCE COMPANY
December 9, 1998 - January 11, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/29/2026)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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