AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TP

Timothy D. Pollock

EMPOWER ADVISORY GROUP
Fargo, ND
Some features on this profile are disabled
CRD#: 3143121
TP
Timothy Dean PollockEMPOWER ADVISORY GROUP

Professional summary

Timothy Dean Pollock, who also goes by T. Dean Pollock, Timothy D Pollock, Timothy Dean Pollock, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Fargo, North Dakota and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 6 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, Series 6TO, SIE and Series 7 exams.

Aliases

T. Dean Pollock | Timothy D Pollock | Timothy Dean Pollock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Dean Pollock's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2026 - Present

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
Fargo, ND
Current

July 27, 2026 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

March 21, 2023 - January 29, 2026

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
FARGO, ND
Past

February 10, 2023 - January 29, 2026

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
FARGO, ND
Past

March 12, 2009 - April 9, 2009

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
PHOENIX, AZ
Past

April 18, 2006 - October 30, 2008

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
SCOTTSDALE, AZ
Past

February 2, 1999 - January 9, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CONROE, TX
Past

December 16, 1998 - January 9, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/3/2026)
RR
Alaska
(8/3/2026)
RR
Arizona
(8/3/2026)
RR
Arkansas
(8/3/2026)
RR
California
(8/3/2026)
RR
Connecticut
(8/3/2026)
RR
Delaware
(8/3/2026)
RR
Georgia
(8/3/2026)
RR
Hawaii
(8/3/2026)
RR
Idaho
(8/3/2026)
RR
Illinois
(8/3/2026)
RR
Indiana
(8/3/2026)
RR
Iowa
(8/3/2026)
RR
Kansas
(8/3/2026)
RR
Kentucky
(8/3/2026)
RR
Maine
(8/3/2026)
RR
Massachusetts
(8/3/2026)
RR
Michigan
(8/3/2026)
RR
Minnesota
(8/3/2026)
RR
Mississippi
(8/3/2026)
RR
Missouri
(8/3/2026)
RR
Montana
(8/3/2026)
RR
Nebraska
(8/3/2026)
RR
Nevada
(8/3/2026)
RR
New Hampshire
(8/3/2026)
RR
New Jersey
(8/3/2026)
RR
New Mexico
(8/3/2026)
RR
New York
(8/3/2026)
RR
North Carolina
(8/3/2026)
RR
North Dakota
(8/3/2026)
IAR
North Dakota
(8/6/2026)
RR
Oklahoma
(8/3/2026)
RR
Oregon
(8/3/2026)
RR
Pennsylvania
(8/3/2026)
RR
Rhode Island
(8/3/2026)
RR
South Carolina
(8/3/2026)
RR
South Dakota
(8/3/2026)
RR
Tennessee
(8/3/2026)
RR
Texas
(8/3/2026)
RR
Utah
(8/3/2026)
RR
Vermont
(8/3/2026)
RR
Virginia
(8/3/2026)
RR
Washington
(8/3/2026)
RR
West Virginia
(8/3/2026)
RR
Wisconsin
(8/3/2026)
RR
Wyoming
(8/3/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/16/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/22/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/8/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/27/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/10/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/13/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)
Loading...

Contact information

Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)
EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)
EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)
EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts250,707
AUM (Assets Under Management)$ 159,120,330,491

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/26/2026
Cover Page
Report
03/28/2025
Cover Page
Report
11/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPOWER ADVISORY GROUP, LLC

CRD#: 112058Fargo, ND

TRUST BUT VERIFY

Monitor Timothy Pollock

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.