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Michael Joseph Price

FINANCIAL NORTHEASTERN SECURITIES
DUBLIN, OH
·CRD# 3142830·27 years experience

Professional Summary

Michael Joseph Price is a registered financial advisor currently at FINANCIAL NORTHEASTERN SECURITIES, LLC located in Dublin, Ohio and INSPEREX LLC located in Dublin, Ohio. Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

Current

FINANCIAL NORTHEASTERN SECURITIES, LLCCurrent·CRD# 17007
BD
485 Metro Place South Suite 465, Dublin, OH 43017
March 4, 2008 - Present
INSPEREX LLCCurrent·CRD# 101420
BD
485 Metro Place South Suite 465, Dublin, OH 43017
October 1, 2026 - Present

Past

CU INVESTMENT SOLUTIONS LLCPast·CRD# 43753
BD
Columbus, OH
September 2, 2003 - February 28, 2008
WESTMINSTER FINANCIAL SECURITIES, INC.Past·CRD# 20677
BD
Beavercreek, OH
June 25, 2002 - September 2, 2003
TD AMERITRADE, INC.Past·CRD# 7870
BD
Omaha, NE
June 16, 1999 - June 10, 2002

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Current Firm

IL
INSPEREX LLC

FINANCIAL NORTHEASTERN | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC | INCAPITAL

CRD#: 101420 / SEC#: 8-52081
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

Mailing Address

25 Se 4th Avenue Suite 400, Delray Beach, FL 33483

Phone Number

(312) 379-3700

Established

Delaware since 09/01/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INCAPITAL HOLDINGS LLCMEMBER: VOTING—
BARBAR, GEORGE ELIAS ANTHONYCHIEF COMMERCIAL OFFICER4557730
BUSSCHER, ARNOLD BRADLEYCHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL AND INTERIM CHIEF COMPLIANCE OFFICER2213934
CARRELS, CHRISTINE ANNCHIEF MARKETING OFFICER6651750
DEEG, ADITI DAVARECHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP4279152
ELLIOTT, LAURA SUEPRESIDENT2125558
LEHRMAN, IRACHIEF TECHNOLOGY OFFICER2577289
MITCHELL, SCOTT ALEXANDERCHIEF EXECUTIVE OFFICER4717597
NICHOLSON, MARSHALL ALLENHEAD OF STRATEGIC INITIATIVES4585471
TOLAR, JOHN MHEAD OF FIXED INCOME SALES & TRADING3075402

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/1/2026)
RR
Alaska
(10/1/2026)
RR
Arizona
(10/24/2016)
RR
Arkansas
(10/1/2026)
RR
California
(10/1/2026)
RR
Colorado
(10/1/2026)
RR
Connecticut
(10/1/2026)
RR
Delaware
(10/1/2026)
RR
District of Columbia
(10/1/2026)
RR
Florida
(10/27/2015)
RR
Hawaii
(4/16/2015)
RR
Idaho
(10/1/2026)
RR
Illinois
(3/4/2008)
RR
Indiana
(3/4/2008)
RR
Iowa
(4/16/2015)
RR
Kansas
(6/7/2019)
RR
Kentucky
(10/1/2008)
RR
Maryland
(10/1/2026)
RR
Massachusetts
(10/1/2026)
RR
Michigan
(3/4/2008)
RR
Minnesota
(4/16/2015)
RR
Mississippi
(10/1/2026)
RR
Missouri
(5/2/2008)
RR
Montana
(3/11/2025)
RR
Nebraska
(10/1/2026)
RR
Nevada
(10/1/2026)
RR
New Hampshire
(10/1/2026)
RR
New Jersey
(3/4/2008)
RR
New Mexico
(10/1/2026)
RR
New York
(1/6/2009)
RR
North Carolina
(10/1/2026)
RR
North Dakota
(10/1/2026)
RR
Ohio
(3/4/2008)
RR
Oklahoma
(10/1/2008)
RR
Oregon
(10/1/2026)
RR
Pennsylvania
(3/4/2008)
RR
Puerto Rico
(10/1/2026)
RR
Rhode Island
(10/1/2026)
RR
South Carolina
(10/1/2026)
RR
South Dakota
(10/1/2026)
RR
Tennessee
(10/1/2026)
RR
Texas
(7/6/2010)
RR
Utah
(10/1/2026)
RR
Vermont
(10/1/2026)
RR
Virgin Islands
(10/1/2026)
RR
Virginia
(10/1/2026)
RR
Washington
(10/1/2026)
RR
West Virginia
(10/1/2026)
RR
Wisconsin
(1/27/2015)
RR
Wyoming
(10/1/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1999About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Price's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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