Michael J. Price
Professional summary
Michael Joseph Price is a registered financial professional currently at FINANCIAL NORTHEASTERN SECURITIES, LLC located in Dublin, Ohio.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Price's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2008 - Present
FINANCIAL NORTHEASTERN SECURITIES, LLC
Office #1: 485 Metro Place South Suite 465, Dublin, OH 43017September 2, 2003 - February 28, 2008
CU INVESTMENT SOLUTIONS LLC
June 25, 2002 - September 2, 2003
WESTMINSTER FINANCIAL SECURITIES, INC.
June 16, 1999 - June 10, 2002
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2019)
(10/24/2016)
(10/1/2008)
(3/4/2008)
(3/4/2008)
(10/1/2008)
(10/27/2015)
(4/16/2015)
(3/4/2008)
(3/4/2008)
(4/16/2015)
(6/7/2019)
(10/1/2008)
(3/4/2008)
(3/4/2008)
(4/16/2015)
(10/1/2008)
(5/2/2008)
(3/11/2025)
(1/7/2021)
(2/4/2014)
(7/30/2015)
(3/4/2008)
(1/6/2009)
(3/4/2008)
(10/1/2008)
(3/4/2008)
(6/7/2019)
(12/1/2011)
(7/6/2010)
(10/27/2015)
(12/20/2011)
(10/27/2015)
(10/1/2008)
(1/27/2015)
Exams
What does exam status mean?
FINRA
Current Firm
FINANCIAL NORTHEASTERN SECURITIES, LLC
CRD#: 17007 / SEC#: , 8-34883
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INCAPITAL HOLDINGS LLC | MEMBER: VOTING | |
| KISS, SANDRALIN JOSEPHINE | EXEC VP, COO, FINOP, CCO | 1093671 |
| MILLAHN, FLORENCE A | DIRECTOR OF OPERATIONS, ROSFP | 2786661 |
| MILSTEIN, BARRY MITCHELL | EVP | 1632450 |
| MITCHELL, SCOTT ALEXANDER | CEO | 4717597 |
| ZAGE, JEFFREY P | MANAGING DIRECTOR | 1286688 |
| ZAGE, STEVEN MARTIN | MANAGING DIRECTOR | 1314965 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
