Michael J. Simms
Professional summary
Michael Joshua Simms, who also goes by Michael Joshua Simms, Mike Simms, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Sandwich, Massachusetts.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 6 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joshua Simms's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2025 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 135 Route 6a Ste 6, Sandwich, MA 02563-2061August 29, 2014 - September 30, 2016
MORGAN STANLEY
August 29, 2014 - September 30, 2016
MORGAN STANLEY
June 7, 2010 - September 2, 2014
EDWARD JONES
May 21, 2010 - September 2, 2014
EDWARD JONES
January 6, 2005 - May 13, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 13, 2003 - October 19, 2004
EATON VANCE DISTRIBUTORS, INC.
December 8, 1998 - November 17, 2003
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2025)
(12/16/2025)
Exams
Series 6TO
Date: 12/16/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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