Joanna Venetch
Professional summary
Joanna Venetch, who also goes by Joanna Marissa Venetch, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.
Joanna is registered as a RR (Registered Representative) and started their career in finance in 1998. Joanna has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joanna Venetch's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 23, 2020 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 1115 W Fulton Market 3rd Floor, Chicago, IL 60607November 8, 2018 - April 1, 2020
CANTOR FITZGERALD & CO.
March 26, 2017 - November 9, 2018
ASCENDANT ALTERNATIVE STRATEGIES, LLC
February 4, 2015 - March 29, 2017
AXIOM CAPITAL MANAGEMENT, INC.
October 15, 2013 - January 8, 2015
WALTON SECURITIES, INC.
August 4, 2011 - December 21, 2012
NORTHSTAR SECURITIES, LLC
October 14, 2009 - August 4, 2011
GRIFFIN CAPITAL SECURITIES, LLC
May 1, 2009 - June 17, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 27, 2008 - January 12, 2009
CALAMOS FINANCIAL SERVICES LLC
December 17, 1998 - October 17, 2002
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/23/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
