Lisa A. Kasper
Professional summary
Lisa Ann Kasper, who also goes by Lisa A Hauer, Lisa Ann Hauer, Lisa Kasper, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Minnetonka, Minnesota.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1999. Lisa has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Ann Kasper's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2023 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Office #1: 701 Carlson Pkwy Suite 410, Minnetonka, MN 55305Office #2: 756 Century Ave Sw, Hutchinson, MN 55350May 1, 2023 - June 30, 2025
LPL FINANCIAL LLC
May 10, 2013 - May 2, 2023
J.W. COLE FINANCIAL, INC.
December 6, 2010 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
October 15, 1999 - November 14, 2006
UBS FINANCIAL SERVICES INC.
March 9, 1999 - October 21, 1999
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2025)
Exams
FINRA
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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