DJ
David M. Jang
DEEP BLUE INVESTMENT ADVISORS
Tampa, FL 33604
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CRD#: 3141225
DJ
Professional summary
David Ming Lee Jang is a registered financial advisor currently at DEEP BLUE INVESTMENT ADVISORS located in Tampa, Florida.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Passive investor in 8207 High Oaks Trail LLC. It is a non-investment related business. Managing Member of a residential rental property. Day to day operations are handled through a rental property management company.
Partner and investment advisor at Wertz York Capital Management Group Inc. since 8/2015. Wertz York is an investment advisory firm located at 5502 N. Nebraska Ave, Tampa, FL. Approx. 60+ hours/week devoted to this business, all during trading hours. Duties include advising clients on treasury/cash/investment management issues; speaker at conferences.
GTJ REIT, 60 Hempstead Ave, Suite#718, West Hempstead, NY 11552, Real Estate Investment Trust; Independent Director, start date 11/2018, devote approx. 5 hrs/month to this business; Duties: provide oversight to management operating strategy on behalf of shareholders.
Activity requiring BD registration will be conducted via FDCC, the Broker-Dealer.
CRS (Client Relationship Summary) - RIA
Click below to view David Ming Lee Jang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2016 - Present
DEEP BLUE INVESTMENT ADVISORS
Office #1: 5502 North Nebraska Ave, Tampa, FL 33604RIA
CRD#: 115344
Tampa, FL
Past
June 1, 2016 - December 31, 2020
FIRST DOMINION CAPITAL CORP.
BD
CRD#: 16330
RICHMOND, VA
Past
January 23, 2015 - August 10, 2015
DAVIDSON FIXED INCOME MANAGEMENT, INC.
RIA
CRD#: 127844
WINTER PARK, FL
Past
August 20, 2012 - August 10, 2015
D.A. DAVIDSON & CO.
BD
CRD#: 199
winter park, FL
Past
June 12, 2009 - September 6, 2012
PFM FUND DISTRIBUTORS, INC.
BD
CRD#: 114474
ORLANDO, FL
Past
August 29, 2005 - May 5, 2009
MULTI-BANK SECURITIES, INC.
BD
CRD#: 22098
SARASOTA, FL
Past
April 8, 2003 - August 24, 2005
SOVEREIGN SECURITIES CORPORATION, LLC
BD
CRD#: 112638
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DB
DEEP BLUE INVESTMENT ADVISORS
DEEP BLUE INVESTMENT ADVISORS | WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC | WERTZ CAPITAL MANAGEMENT GROUP, LLC | WATER WALKER INVESTMENTS
CRD#: 115344 / SEC#: 801-60690
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/29/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
DB
DEEP BLUE INVESTMENT ADVISORS
DEEP BLUE INVESTMENT ADVISORS | WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC | WERTZ CAPITAL MANAGEMENT GROUP, LLC | WATER WALKER INVESTMENTS
CRD#: 115344 / SEC#: 801-60690
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5502 North Nebraska Ave, Tampa, FL 33604
Mailing Address
P.o. Box 9691, Tampa, FL 33674
Phone number
(813) 238-4800
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 15,712,739,940 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DEEP BLUE INVESTMENT ADVISORS
CRD#: 115344Tampa, FL 33604TRUST BUT VERIFY
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