Troy D. Chakarun

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CRD#: 3140772

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Troy Douglas Chakarun, CPWA®, who also goes by Troy D Chakarun, was a registered financial professional .

Troy is a previously registered financial professional and started their career in finance in 1999. Troy had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Troy D Chakarun

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ALLIANCE OF FINANCIAL LEADERS / ORGANIZATION WHICH CREATES NETWORKING OPPORTUNITIES AND RAISES FUNDS TO SUPPORT FINANCIAL LITERACY / VIRTUAL WITH EVENTS IN BOSTON, LA, SAN FRANCISCO / ROTATIONAL EVENT CHAIRMAN / START DATE: 02/12/2012 / .25 HOURS PER MONTH DEVOTED TO THIS OTHER BUSINESS / 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS 2) IMCA / NON INVESTMENT-RELATED / GREENWOOD VILLAGE, CO / SETS STANDARDS AND PRACTICES FOR THE INVESTMENT MANAGEMENT CONSULTING PROFESSION / AMBASSADOR FOR EVENTS / START DATE: 11/29/2012 / 3)AXR WINERY/NON-INVESTMENT RELATED/3199 HWY 29 ST. HELENA,CA/PARTNER/START DATE: MAY 2018/0 HOURS DEVOTED TO THIS PROPERTY MONTHLY/ 0 HOURS DURING SECURITIES TRADING HOURS 3) WEALTHBOARD100 - INVESTMENTS & WEALTH INSTITUTE (formerly IMCA/NON INVESTMENT-RELATED / GREENWOOD VILLAGE, CO / SETS STANDARDS AND PRACTICES FOR THE INVESTMENT MANAGEMENT CONSULTING PROFESSION/ADVISORY BOARD START DATE 2/2020/1 HOUR PER MONTH DEVOTED TO THIS OTHER BUSINESS / 1 HOUR PER MONTH DEVOTED TO THIS OTHER BUSINESS DURING SECURITIES TRADING HOURS

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2012-12-13

Expire date: 2024-11-30

Experience

Past

April 4, 2008 - July 31, 2024

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

SAN FRANCISCO, CA

Past

May 11, 2005 - July 31, 2024

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

San Francisco, CA

Past

April 23, 2004 - May 4, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

BELLEVUE, WA

Past

April 23, 2004 - May 4, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

May 11, 1999 - April 27, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

January 13, 1999 - April 27, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA INVESTMENT MANAGEMENT CO. LLC

CRD#: 106494 / SEC#: 801-9046

RIA

Registered Investment Advisory firm - (1/7/1973 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/12/2015

General Securities Principal Examination

Current Firm

VOYA INVESTMENT MANAGEMENT CO. LLC

CRD#: 106494 / SEC#: 801-9046

RIA

Registered Investment Advisory firm - (1/7/1973 Approved)

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Contact information

Main Address

200 Park Avenue, New York, NY 10166

Mailing Address

Phone number

(212) 309-8200

Established

Firm type

Fiscal year end

# of Employees

880

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VOYA INVESTMENT MANAGEMENT CO. LLC FORM ADV PART 2A 8.4.25 (8/5/2025)

Regulatory assets under management

Total Number of Accounts	2,261
AUM (Assets Under Management)	$ 253,808,191,665

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/05/2025	Cover Page	Report
11/26/2024	Cover Page	Report
10/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Troy D. Chakarun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VOYA INVESTMENTS DISTRIBUTOR, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

VOYA INVESTMENT MANAGEMENT CO. LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2008

SIE

Date: 10/1/2018

Series 7

Date: 1/12/1999

Series 24

Date: 3/12/2015

Current Firm

VOYA INVESTMENT MANAGEMENT CO. LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VOYA INVESTMENT MANAGEMENT CO. LLC

TRUST BUT VERIFY

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