Eric A. Sigdestad

SIMPLIFI

San Diego, CA 92131

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CRD#: 3140614

Professional summary

Eric Allen Sigdestad, CFP® is a registered financial advisor currently at SIMPLIFI, INC. located in San Diego, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Eric has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.03/13/2009-OTHER-NOTARY PUBLIC-NOTARIZE DOCUMENTS FOR CLIENTS, FAMILY & FRIENDS. 9666 BUSINESSPARK AVE, #111, SAN DIEGO CA 92131, 1 HR PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Allen Sigdestad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

September 2, 2010 - Present

SIMPLIFI, INC.

Office #1: 9666 Businesspark Ave Suite 111, San Diego, CA 92131

RIA

CRD#: 154900

San Diego, CA

Past

September 21, 2010 - October 31, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SAN DIEGO, CA

Past

January 4, 2007 - September 9, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

January 3, 2007 - September 9, 2010

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

July 14, 2005 - December 31, 2006

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SAN DIEGO, CA

Past

May 19, 2005 - December 31, 2006

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SAN DIEGO, CA

Past

March 12, 2003 - May 10, 2005

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

February 6, 2002 - March 4, 2003

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

January 27, 1999 - February 14, 2002

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIMPLIFI, INC.

ERIC ALLEN SIGDESTAD, SIGDESTAD FINANCIAL | SIMPLIFI, INC. | SIGDESTAD, ERIC, ALLEN | SIGDESTAD FINANCIAL, INC. | SIGDESTAD FINANCIAL

CRD#: 154900 / SEC#: 801-78839

RIA

Registered Investment Advisory firm - (12/2/2013 Approved)

California

Registered Investment Advisory firm - (1/11/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (12/18/2013 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/2/2010)

IAR

Texas
(2/3/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/6/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/26/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/2007

General Securities Principal Examination

Current Firm

SIMPLIFI, INC.

ERIC ALLEN SIGDESTAD, SIGDESTAD FINANCIAL | SIMPLIFI, INC. | SIGDESTAD, ERIC, ALLEN | SIGDESTAD FINANCIAL, INC. | SIGDESTAD FINANCIAL

CRD#: 154900 / SEC#: 801-78839

RIA

Registered Investment Advisory firm - (12/2/2013 Approved)

California

Registered Investment Advisory firm - (1/11/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (12/18/2013 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2013 Terminated)

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Contact information

Main Address

9666 Businesspark Ave Suite 111, San Diego, CA 92131

Mailing Address

Phone number

(858) 695-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIMPLIFI, INC. - FORM ADV PARTS 2A & 2B (6/25/2025)

Regulatory assets under management

Total Number of Accounts	562
AUM (Assets Under Management)	$ 251,531,387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric A. Sigdestad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Allen Sigdestad's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SECURITIES AMERICA, INC.

CETERA WEALTH SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SIMPLIFI, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/9/1999

Series 63

Date: 11/6/1998

Series 7

Date: 1/26/1999

Series 24

Date: 3/2/2007

Current Firm

SIMPLIFI, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIMPLIFI, INC.

TRUST BUT VERIFY

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