AK
Andrew A. Knox
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Beaverton, OR 97005
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CRD#: 3140595
AK
Professional summary
Andrew Allen Knox, AIF® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Beaverton, Oregon and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Beaverton, Oregon.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Andrew has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 10/20/18. 2. NORTHWEST TAX AND ACCOUNTING LLC, 5725 SW HALL BLVD, BEAVERTON, OR, 12/24/2018 AS MANAGING MEMBER OF LLC PROVIDING TAX PREPARATION AND ACCOUNTING/FINANCIAL PROFESSIONAL UTILIZING DBA NAME/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30/WK - 30/TRADING. 3. ANDREW KNOX & CO, LLC, 5725 SW HALL BLVD, BEAVERTON, OR, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, MANAGING MEMBER, 01/01/20, INV REL, 5/WK- 5/TRADING 4. PNW TAX AND WEALTH ADVISORS, LLC, 5725 SW HALL BLVD, BEAVERTON OR, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 01/01/20, INV REL, 50 HR/WK- 30/TRADING 5. EXECUTIVE SECURITY SERVICES, INC. 12300 SE MALLARD WAY, STE 212, PORTLAND OR, 01/01/21, NIR, SECURITY GUARD, NIR, 100 HR/YR- 0/TRADING HRS. 6. ASK VENTURES LLC, 5725 SW Hall Blvd, Beaverton OR 97005, 09/2021, OWNER, REAL ESTATE, NIR, 0 HR/MONTH 0 HR/MONTH TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Allen Knox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 20, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 5725 Sw Hall Blvd, Beaverton, OR 97005RIA
CRD#: 134139
Beaverton, OR
Current
October 20, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 5725 Sw Hall Blvd, Beaverton, OR 97005BD
CRD#: 39543
Beaverton, OR
Past
February 19, 2013 - October 20, 2018
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
DUNDEE, IL
Past
February 19, 2013 - October 20, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
DUNDEE, IL
Past
July 9, 2010 - November 30, 2012
AUSDAL FINANCIAL PARTNERS, INC.
RIA
CRD#: 7995
WEST DUNDEE, IL
Past
July 9, 2010 - November 30, 2012
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
WEST DUNDEE, IL
Past
September 8, 2009 - July 12, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
ELGIN, IL
Past
September 8, 2009 - July 12, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
ELGIN, IL
Past
November 1, 2002 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
RIA
CRD#: 10078
ELGIN, IL
Past
October 28, 2002 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
ELGIN, IL
Past
June 7, 2000 - October 28, 2002
DREHER & ASSOCIATES, INC.
BD
CRD#: 8665
OAKBROOK TERRACE, IL
Past
February 8, 1999 - July 11, 2000
BROOKSTONE SECURITIES, INC.
BD
CRD#: 13366
LAKELAND, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/20/2023)
RR
Illinois(10/20/2018)
RR
Minnesota(4/4/2022)
RR
Oregon(1/7/2019)
IAR
Oregon(1/7/2019)
RR
Washington(10/20/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
