JA
James S. Alfieri
PLATFORM WEALTH ADVISORS | Branch Manager
Mercerville, NJ 08619
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CRD#: 3140568
JA
Professional summary
James Salvatore Alfieri is a registered financial advisor currently at PLATFORM WEALTH ADVISORS located in Mercerville, New Jersey.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Hamilton Mercer Advisors, Address: 1540 Kuser Rd Ste A4, Mercerville, NJ, 08619, Position Held: Principal & CPA, Not Investment Related: Start Date: 01/03/2023 Hours per month devoted to this business: 40, almost all of which are during trading hours: Description of duties: Office supervisor, prepare and review tax returns, financial statements and other public accounting tasks. | Name of Business: Spotswood Enterprise Hook & Ladder Co. Address: 295 Main Street, Spotswood, NJ, 08884, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Volunteer treasurer in charge of cash receipts and disbursements
CRS (Client Relationship Summary) - RIA
Click below to view James Salvatore Alfieri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2024 - Present
PLATFORM WEALTH ADVISORS
Office #1: 1540 Kuser Road Suite A-4, Mercerville, NJ 08619RIA
CRD#: 329313
Mercerville, NJ
Past
January 12, 2009 - December 12, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
MERCERVILLE, NJ
Past
July 21, 2003 - January 12, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
MERCERVILLE, NJ
Past
October 27, 2000 - December 12, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MERCERVILLE, NJ
Past
January 13, 1999 - November 13, 2000
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PLATFORM WEALTH ADVISORS
PLATFORM WEALTH ADVISORS | PLATFORM WEALTH MANAGEMENT, LLC
CRD#: 329313 / SEC#: 801-129811
RIA
Registered Investment Advisory firm - (2/28/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(12/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
PW
PLATFORM WEALTH ADVISORS
PLATFORM WEALTH ADVISORS | PLATFORM WEALTH MANAGEMENT, LLC
CRD#: 329313 / SEC#: 801-129811
RIA
Registered Investment Advisory firm - (2/28/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6510 S. Millrock Dr, Holladay, UT 84121
Mailing Address
Phone number
(385) 243-0553
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 557 |
| AUM (Assets Under Management) | $ 328,607,632 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
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Company Information
PLATFORM WEALTH ADVISORS
Branch ManagerCRD#: 329313Mercerville, NJ 08619TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
