Daniel C. Dunn
Professional summary
Daniel Charles Dunn is a registered financial professional currently at FUTU CLEARING INC located in Dallas, Texas.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2004. Daniel has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Charles Dunn's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2023 - Present
FUTU CLEARING INC
Office #1: 12750 Merit Drive Suite 475, Dallas, TX 75251January 12, 2010 - June 10, 2021
AXOS CLEARING LLC
March 28, 2008 - February 11, 2009
TD AMERITRADE, INC.
July 13, 2006 - August 2, 2007
NATIONAL INVESTOR SERVICES CORP.
October 29, 2004 - February 11, 2009
TD AMERITRADE CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FUTU CLEARING INC
CRD#: 298769 / SEC#: , 8-70215
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
FUTU CLEARING INC
CRD#: 298769Dallas, TX 75251TRUST BUT VERIFY
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