Thomas C. Wade
Professional summary
Thomas Christopher Wade, who also goes by Thomas C Wade, is a registered financial professional currently at TPG CAPITAL BD, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 4 firms and has passed the Series 63, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Christopher Wade's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2023 - Present
TPG CAPITAL BD, LLC
Office #1: 888 7th Street 35th Floor, New York, NY 10106February 16, 2022 - April 17, 2023
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
June 9, 2005 - November 20, 2012
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
October 20, 2003 - May 19, 2005
CITICORP INVESTMENT SERVICES
February 9, 1999 - August 27, 2002
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 2/15/2022
General Securities Representative ExaminationFINRA
Current Firm
TPG CAPITAL BD, LLC
CRD#: 143876 / SEC#: , 8-67616
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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