Christopher R. Fisher
Professional summary
Christopher R Fisher is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Winchester, Massachusetts and CETERA WEALTH SERVICES, LLC located in Nashua, New Hampshire.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher R Fisher's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 1 Tara Boulevard Suite 203, Nashua, NH 03062September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1 Tara Boulevard Suite 203, Nashua, NH 03062August 1, 2016 - September 5, 2025
AVANTAX ADVISORY SERVICES
November 16, 2015 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
July 3, 2012 - March 26, 2015
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
January 11, 1999 - August 31, 2010
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2025)
(9/5/2025)
(9/5/2025)
(9/5/2025)
(9/5/2025)
(9/5/2025)
(9/5/2025)
(9/5/2025)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
