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CF

Christopher R. Fisher

CETERA INVESTMENT ADVISERS LLC
WINCHESTER, MA
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CRD#: 3139329
CF

Professional summary


Christopher R Fisher is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Winchester, Massachusetts and CETERA WEALTH SERVICES, LLC located in Nashua, New Hampshire.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hallmark Financial, Inc.~'NIR'~1 Tara Blvd., Suite 203~Nashua~NH~03062~Accounting Services/Tax Preparation~Owner~3/7/2016~80hrs~70hrs~Accounting services, tax preparation and tax consulting for approximately 100 clients. Accounting services = 15% of time; Tax preparation = 70% of time; Tax consulting = 15% of time. 2) 2232 Mystic Valley Parkway, LLC~'NIR'~24 Bellevue Avenue~Winchester~MA~01890~Rental Property~Agent~12/3/2018~15hrs~15hrs~Registered Agent, Manager and co-member of LLC 3) 76-78 Jaques Street, LLC~'NIR'~24 Bellevue Avenue~Winchester~MA~01890~Rental Property~Agent~12/3/2018~15hrs~15hrs~Registered Agent, Manager and co-member of LLC 4) 7054 BARRINGTON CIRCLE #202 POSITION: Owner NATURE: Residential Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 07/25/2022 ADDRESS: 24 Bellevue Avenue, Winchester MA 01890; Owner and manager of the residential rental property 5) MERRIMAC HEIGHTS ACADEMY POSITION: Member, Board of Directors NATURE: As a Member of the Board of Directors, I assist and work closely with the other members of the Board to direct, guide and provide oversight to the operation of Merrimac Heights Academy. Merrimac Heights Academy is a Non-Profit, 501(c)(3) educational institution that provides students with essential life skills, training and an individualized college and career readiness education using an experiential and project-based learning approach in a nurturing and personalized environment.? INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2024 ADDRESS: 102 West Main Street, Merrimac MA 01860, DESCRIPTION: I assist and work closely with the other members of the Board to direct, guide and provide oversight to the operation of Merrimac Heights AcademyMember, Finance CommitteeOversight, Facilities Management and Donor Fundraising

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher R Fisher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #2: 1 Tara Boulevard Suite 203, Nashua, NH 03062
RIA
CRD#: 105644
WINCHESTER, MA
Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1 Tara Boulevard Suite 203, Nashua, NH 03062
BD
CRD#: 13572
Nashua, NH
Past

August 1, 2016 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Nashua, NH
Past

November 16, 2015 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Nashua, NH
Past

July 3, 2012 - March 26, 2015

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
BOSTON, MA
Past

January 11, 1999 - August 31, 2010

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
BOSTON, MA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maine
(9/18/2025)
RR
Massachusetts
(9/5/2025)
IAR
Massachusetts
(9/5/2025)
RR
New Hampshire
(9/5/2025)
IAR
New Hampshire
(9/5/2025)
RR
South Carolina
(9/5/2025)
RR
Texas
(9/5/2025)
IAR
Texas
(9/5/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/21/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/17/1999
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information


Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
12/13/2024
09/26/2023
11/18/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Winchester, MA

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