Michael C. Mchenry

MCHENRY CAPITAL, L.L.C.

Leavenworth, WA 98826

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CRD#: 3138765

Professional summary

Michael Carleton Mchenry, CFP®, who also goes by Michael C Mchenry, is a registered financial advisor currently at MCHENRY CAPITAL, L.L.C. located in Leavenworth, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Biography

Please visit www.mchenrycapital.com for more information.

Question & Answer

What are your service offerings?

Life Transitions

Insurance Planning

Inheritance

Estate Planning

Budgeting

Investment Planning

Business Succession Planning

Long-term Care

Health Care

Social Security Planning

Tax Planning

Debt Management

Employee and Employer Plan Ben...

Retirement Planning

Retirement Income Management

Education Planning

Socially Responsible Investing

Small Business Planning

Comprehensive Financial Planni...

Divorce Planning

Do you have an area of expertise or specialization?

Cash Flow/Budgets/Credit Issue...

Estate & Generational Planning...

Financial Psychology/Coaching

Insurance Related Issues

Investment Advice with Ongoing...

Retirement Planning & Distribu...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Michael C Mchenry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Carleton Mchenry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

September 28, 2005 - Present

MCHENRY CAPITAL, L.L.C.

Office #1: 11779 Hwy 2 Suite 106, Leavenworth, WA 98826Office #2: 4265 San Felipe Ste 1100, Houston, TX 77027Office #4: 11779 Us Hwy 2 Suite 106, Leavenworth, WA 98826

RIA

CRD#: 136594

Leavenworth, WA

Past

July 23, 2018 - August 27, 2019

MYSCOUT

RIA

CRD#: 293180

RED LODGE, MT

Past

December 4, 1998 - July 20, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/28/2005)

IAR

Washington
(2/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/23/1998

General Securities Representative Examination

Current Firm

MCHENRY CAPITAL, L.L.C.

MCHENRY CAPITAL, L.L.C | MCHENRY CAPITAL, L.L.C.

CRD#: 136594 / SEC#: 801-64745

RIA

Registered Investment Advisory firm - (3/17/2006 Terminated)

Texas

Registered Investment Advisory firm - (3/7/2006 Approved)

Washington

Registered Investment Advisory firm - (2/19/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11779 Hwy 2 Suite 106, Leavenworth, WA 98826

Mailing Address

Phone number

(888) 968-9815

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 28,950,828

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Michael C. Mchenry

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Carleton Mchenry's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCHENRY CAPITAL, L.L.C.

MYSCOUT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/1999

Series 63

Date: 12/22/1998

Series 7

Date: 11/23/1998

Current Firm

MCHENRY CAPITAL, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCHENRY CAPITAL, L.L.C.

TRUST BUT VERIFY

Contact information

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